avp, compliance control room Jobs - 623


Navient - Horseheads,NY

Job Description Duncan Solutions, a wholly owned subsidiary of Navient, is a full-service tolling and parking management company and a leading provider of parking management services to municipal and...

Date : 2024-11-15T17:03:04Z

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iCapital - New York,NY

iCapital is powering the world's alternative investment marketplace. Our financial technology platform has transformed how advisors, wealth management firms, asset managers, and banks evaluate and recommend bespoke public and private market...

Date : 2024-11-16T06:03:24Z

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iCapital - New York,NY

iCapital is powering the world's alternative investment marketplace. Our financial technology platform has transformed how advisors, wealth management firms, asset managers, and banks evaluate and recommend bespoke public and private market...

Date : 2024-11-16T06:03:14Z

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Santander US - New York,NY

AVP, Senior Payment Risk Associate New York, United States of America The AVP, Senior Payment Risk Associate will be responsible for identifying, assessing, and managing operational risks associated with payment operations, ensuring...

Date : 2024-11-16T06:02:21Z

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Mizuho Americas - New York,NY

Mizuho's onboarding team is to be a resource to our internal (front office) and external (clients) stakeholders by becoming the central point of contact as related to the client onboarding process. The onboarder functions in close partnership with...

Date : 2024-11-15T14:03:46Z

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Phaxis LLC - New York,NY

Must Haves - 6+ years Control Room Compliance Experience within a broker dealer - Strong knowledge of capital markets Plusses - Series 7 and 24 ...

Date : 2024-11-07T08:26:10Z

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Atlantic Group - New York,NY

Location: New York, NY Type: Perm (Contingency) Job #41235 Salary: $150,000 Job Overview - AVP of Compliance (Generalist & Marketing Material): Join our asset management...

Date : 2024-11-15T11:39:51Z

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BNY - New York,NY

Vice President, Liquidity Risk Oversight - Treasury Risk At BNY, our culture empowers you to grow and succeed. As a leading global financial services company at the center of the world's financial system we touch nearly 20%...

Date : 2024-11-16T06:09:42Z

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The Northstar Companies - Kenmore,NY

Responsible for assisting with reviewing all external audits and conducting internal audits. Internal auditor will assist with preparing for on-site visits & audits and formulating responses for questionnaires & remediation plans. All...

Date : 2024-11-15T02:03:25Z

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Sompo International - New York,NY

As a leading provider of insurance and reinsurance with worldwide operations and employees in Bermuda, U.S., U.K., Continental Europe and Asia, we recognize that our success is derived directly from those who matter the most: our people. At Sompo...

Date : 2024-11-13T08:30:25Z

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