broker dealer cco & gsf compliance officer Jobs - 507


LSG Sky Chefs - Jamaica,NY

Job Title: Transportation Supervisor Job Location: Jamaica-USA-11430 Work Location Type: On-Site Salary Range: $69,111.69 - 86,389.61 ...

Date : 2025-01-05T08:06:00Z

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Hold Brothers Capital, LLC - New York,NY

About the job Hold Brothers Capital, LLC, a leading self-clearing broker-dealer, is looking for a Compliance Associate/Officer to join the team. He/she will help with the delivery of expert...

Date : 2025-01-02T14:10:08Z

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Sumitomo Mitsui Banking Corporation - New York,NY

Fixed Income Compliance Officer Job Level: Director Job Function: Governance & Assurance Location: New York, NY, US, 10172 Employment Type: Full Time Requisition ID: 3407 SMBC Group is a top-tier global...

Date : 2025-01-03T08:31:15Z

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City National Corporation - New York,NY

COMPLIANCE OFFICER SENIOR WHAT IS THE OPPORTUNITY? The Senior Compliance Officer within the Fair and Responsible Banking Department is responsible for managing and maintaining assigned areas of the compliance program covering Fair and Responsible...

Date : 2025-01-02T08:13:59Z

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Goldman Sachs - New York,NY

Global Compliance Our division prevents, detects and mitigates compliance, regulatory and reputational risk across the firm and helps to strengthen the firm's culture of compliance. Compliance accomplishes these through the firm's...

Date : 2025-01-02T08:13:41Z

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Cardea Group - New York,NY

Compliance Professional (New York, NY): Our client, a prominent private equity and private credit fund with over $100B in AUM, is looking for a driven Compliance Professional to join their dynamic, collaborative team. This is a...

Date : 2025-01-01T18:07:57Z

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Citizens Bank - Tarrytown,NY

Description The Compliance Team Lead will have responsibilities within the compliance program for the Citizens Private Wealth segment of Citizens Wealth Management, including its registered investment advisor, broker-dealer and trust...

Date : 2025-01-02T08:13:24Z

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Tandym Group - New York,NY

A tech investment firm in New York City is currently seeking an experienced Finance professional to join their growing team as their new Head of Regulatory Reporting Swap Dealer. In this role, the Head of Regulatory Reporting Swap Dealer will be...

Date : 2025-01-01T06:35:31Z

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Madison-Davis, LLC - New York,NY

A global bank located in Midtown Manhattan looking to bring on board a “Director – Fixed Income Compliance Officer” to join their team. This role is currently in a hybrid schedule (2 days in...

Date : 2025-01-02T14:09:47Z

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Newmark Group - New York,NY

Junior Broker Program As a candidate for the Newmark Junior Broker Training Program, you will support one of the leading commercial real estate firms with the necessary activities to focus on business development, secure client relationships...

Date : 2025-01-01T06:40:52Z

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