We are the leading provider of professional services to the middle market globally, our purpose is to instill confidence in a world of change, empowering our clients and people to realize their full potential. Our...
About Clear Street: Clear Street is modernizing the brokerage ecosystem. Founded in 2018, Clear Street is a diversified financial services firm replacing the legacy infrastructure used across capital markets. We...
**Broker Dealer Regulatory Governance Specialist** United States - New York Compliance Group Functions Job Reference # 247239BR City New York Job Type Full Time Your role We are...
**Compliance Officer (Advisory & Broker Dealer)** at Leumi USA New York, NY USA * Key participant in and contributor to the execution of LISI (Leumi Investment Services Inc) Compliance Program, ensuring alignment with the Firms compliance...
**NY - Compliance Officer in Broker Dealer** **Location:** New York, US *Intesa Sanpaolo is the banking group leader in Italy. Assisting more than 14,6 milion of retail customers through a network of 5360 branches, it significantly supports...
**Chief Compliance Officer, Broker Dealer** New York City / Legal Legal / Full Time **About Yieldstreet** Yieldstreet is building the largest global digital wealth management platform to change the way wealth is created. With an...
Title: Senior Manager, Swap Dealer Compliance Requisition ID: 113569 Join a purpose driven winning team, committed to results, in an inclusive and high-performing culture. In this role, you will contribute to the overall success of...
You will have strong analytical, process management and communication skills with a proven ability to work with cross functional teams. You will be responsible for managing interactions with regulatory agencies to ensure compliance with applicable...
Who are we? FalconX is the most advanced digital asset platform for institutions. We provide trade execution, credit & treasury management, prime offering and market making services. Given our global operations,...
A consulting firm in New York is seeking a Broker-Dealer Compliance Consultant for their growing remote team! Key Responsibilities: Collaborate with client staff on compliance issues. Guide clients...