The Inside Broker is responsible for assisting the Broker in developing, managing, and sustaining profitable business by providing high level technical expertise. The role is responsible for managing a broker's book of business in-house using deep...
Summary Siebert Williams Shank & Co., LLC (“SWS” or the “Firm”) (a FINRA-registered broker/dealer) is seeking to add a motivated compliance professional to assist the Compliance team led by the Chief Compliance Officer. The successful...
Specific Role Responsibilities: Responsible for oversight for all margin-related processes, as well as all aspects of Regulation T and FINRA 4210 from an initial and ongoing cash and margin account basisLead a...
At Savills, we help organizations find the solutions that ensure employee success. Sharply skilled and fiercely dedicated, our integrated teams of consultants and brokers are experts in better real estate. With services in tenant representation,...
Location: New York City/New York Metropolitan/Hybrid Firm Overview: BGC Partners is a leading global brokerage and financial technology company. BGC specializes in the brokerage of a broad range of...
Account Executive/Broker II - New York (hybrid) Provide detailed support to Senior Vice-President/Practice Leaders on complex Professional Liability, Employment Practices Liability, Management Liability, Technology...
The objective of this position is to drive revenue and establish, maintain and grow positive relationships with institutional clients including but not limited to pension funds, asset managers and hedge funds by marketing the firm's Global Listed...
Associate General Counsel, Broker-Dealer & Securities Position Overview Crowd Street, a leading online investment platform, is seeking an Associate General Counsel to join our in-house legal and compliance team.
Flexible schedule, competitive benefits package and generous PTO offered. Responsible for daily operations of the property, maintenance & upkeep, marketing, rent-up, and compliance & monitoring. The Manager works to establish and maintain positive,...
Sales Operations, Broker Engagement Headquarters Office, 625 State Street, Schenectady, New York, United States of America - Rochester Office, 20 S. Clinton Ave, Rochester, New York, United States of America Req #2532 Tuesday, April 8,...