chief compliance officer for self clearing broker dealer Jobs - 465


Angellist - New York,NY

About AngelList: We exist to accelerate innovation by increasing the number of successful startups in the world. We want to give more people the opportunity to participate in the venture economy by building the financial...

Date : 2025-01-17T22:10:54Z

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Guggenheim - New York,NY

Job Description: Position Summary Guggenheim Securities is seeking a motivated compliance professional to assist its Compliance Team. The successful candidate will assist a highly collaborative team in the New York office who supports the...

Date : 2025-01-14T08:12:06Z

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YWCA of Brooklyn - New York,NY

Position Summary: The YWCA Brooklyn seeks a senior level executive to oversee operations, internal systems, regulatory compliance, and budgets. The organization provides over 300 units of permanent, affordable housing for formerly homeless...

Date : 2025-01-17T22:12:42Z

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AlphaSense - New York,NY

Chief Information Security Officer Location: New York City, NY Reports to: CTO About AlphaSense: The world's most sophisticated companies rely on...

Date : 2025-01-17T22:11:15Z

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Crittentonsocal - New York,NY

Career Opportunities with Florence Crittenton Services of Orange County, Inc. A great place to work. Careers At Florence Crittenton Services of Orange County, Inc. Current job opportunities are posted here as they become...

Date : 2025-01-17T22:15:21Z

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web3.career - jobboard - New York,NY

Gemini is a global crypto and Web3 platform founded by Tyler Winklevoss and Cameron Winklevoss in 2014. Gemini offers a wide range of crypto products and services for individuals and institutions in over 70 countries. Crypto is about giving...

Date : 2025-01-17T22:13:02Z

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Oppenheimer & - New York,NY

Who We Are: Oppenheimer & Co. Inc. ("Oppenheimer") is a leading middle-market investment bank and full service broker-dealer. With roots tracing back to 1881, the Company is engaged in a broad range of activities in the...

Date : 2025-01-21T07:32:58Z

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Sage Rutty and Co. - Rochester,NY

Sage Rutty & Company, Inc., is growing and searching for a full time Compliance Associate to assist with supporting that growth. This position will be responsible for supporting our dually registered (Broker-Dealer and Investment...

Date : 2025-01-21T01:34:08Z

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TP ICAP - New York,NY

Group Overview The TP ICAP Group is a world leading provider of market infrastructure. Our purpose is to provide clients with access to global financial and commodities markets, improving price discovery, liquidity, and...

Date : 2025-01-20T13:35:26Z

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TradeZero America - Brooklyn,NY

TradeZero America (“TZA”), is a broker dealer focused on the retail active trader and institutional options trading. TZA is seeking a Compliance Officer to assist its current team located in Brooklyn NY. The role requires...

Date : 2025-01-19T06:16:12Z

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