chief compliance officer - ria (registered investment advisor) Jobs - 500


Edward Jones - Lancaster,NY

Job Overview If you find yourself at a professional crossroads, a career as a financial advisor may be the right change for you. Financial advisors partner with clients to help them achieve their long-term financial goals:...

Date : 2025-01-01T08:13:15Z

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Citizens Bank - Tarrytown,NY

Description This is a high impact senior position within Citizens Private Wealth reporting to our Wealth Management Chief Compliance Officer. This newly created role is responsible for creating and executing a strategic plan to address...

Date : 2025-01-02T08:30:06Z

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CitiStaffing - New York,NY

Executive Assistant in Investor Relations Investment Management Firm has an exciting opportunity for someone who thrives in a fast-paced environment to be an Executive Assistant!

Date : 2025-01-01T18:08:20Z

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Santander Holdings USA - Staten Island,NY

Financial Advisor - Centralized, Staten Island, NY Staten Island, United States of America The Financial Advisor...

Date : 2025-01-04T17:31:40Z

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Santander Holdings USA - Staten Island,NY

Financial Advisor - Centralized, Staten Island, NY Staten Island, United States of America The Financial Advisor - Centralized is responsible for identifying needs, understanding client objectives, and making appropriate investment/insurance...

Date : 2025-01-05T02:23:07Z

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Citizens Bank - Tarrytown,NY

This is a high impact senior position within Citizens Private Wealth reporting to our Wealth Management Chief Compliance Officer. This newly created role is responsible for creating and executing a strategic plan to address evolving compliance and...

Date : 2025-01-02T08:30:11Z

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Goldman Sachs - New York,NY

Global Compliance Our division prevents, detects and mitigates compliance, regulatory and reputational risk across the firm and helps to strengthen the firm's culture of compliance. Compliance accomplishes these through the firm's...

Date : 2025-01-02T08:13:41Z

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Fernridge Group - New York,NY

Title: Compliance Associate Firm: $10B+ private equity firm Location: New York,NY Job Overview: Our client, a leading private equity firm with over...

Date : 2025-01-02T20:07:21Z

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LSG Sky Chefs - Jamaica,NY

Job Title: Transportation Supervisor Job Location: Jamaica-USA-11430 Work Location Type: On-Site Salary Range: $69,111.69 - 86,389.61 ...

Date : 2025-01-05T08:06:00Z

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CitiStaffing - New York,NY

Administrative Assistant Renowned investment banking firm with global presence has a great opportunity for an experienced Administrative Assistant. Responsibilities...

Date : 2025-01-01T18:09:58Z

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