chief compliance officer - ria (registered investment advisor) Jobs - 360


Sumitomo Mitsui Financial Group - New York,NY

SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a 400-year history, SMBC Group offers a diverse range of financial services, including banking, leasing, securities, credit cards, and consumer finance. The Group has...

Date : 2025-01-01T06:58:45Z

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Protiviti - New York,NY

JOB REQUISITION Risk & Compliance - Financial Crimes Compliance - Financial Services - Senior Consultant 2 LOCATION BOSTON ADDITIONAL LOCATION(S) NEW YORK CITY JOB DESCRIPTION You Belong Here The...

Date : 2025-01-02T08:37:31Z

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Blue Owl Capital - New York,NY

Blue Owl (NYSE: OWL) is a leading asset manager that is redefining alternatives. With $235 billion in assets under management as of September 30, 2024, we invest across three multi-strategy platforms: Credit, GP Strategic Capital, and Real...

Date : 2025-01-01T06:37:26Z

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Social Capital Resources - New York,NY

Top-Tier Investment Management Company in Midtown, Manhattan is seeking a Director of Broker-Dealer Compliance! Responsibilities: Develop, maintain and implement compliance...

Date : 2025-01-06T04:10:24Z

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UNITED SIKHS - New York,NY

Chief of Staff: Job Description UNITED SIKHS is a United Nations-affiliated international non-governmental, humanitarian relief, human development, and advocacy organization, aimed at empowering those in need, especially...

Date : 2025-01-06T04:09:11Z

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SMBC - New York,NY

SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a 400-year history, SMBC Group offers a diverse range of financial services, including banking, leasing, securities, credit cards, and consumer finance. The Group has...

Date : 2025-01-01T07:03:51Z

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CitiStaffing - New York,NY

Administrative Assistant Renowned investment banking firm with global presence has a great opportunity for an experienced Administrative Assistant. Responsibilities...

Date : 2025-01-03T14:25:09Z

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Carlyle Group - New York,NY

Basic information Job Name: Manager, Opportunistic Credit Co-Investment Location: New York/340 Line of Business: Finance Job Function: Investor Services Date: Tuesday, October 22,...

Date : 2025-01-05T08:22:15Z

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Cerity Partners - New York,NY

Job Details Level Experienced Job Location Remote Work Arrangement - New York, NY Salary Range $140,000.00 - $165,000.00...

Date : 2025-01-07T07:47:47Z

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Fusemachines - New York,NY

Chief Financial Officer - NY Metro/Long Island)Fusemachines is a 10+ year old AI company, dedicated to delivering state-of-the-art AI products and solutions to a diverse range of industries. Founded by Sameer Maskey, Ph.D., an Adjunct Associate...

Date : 2025-01-07T00:26:20Z

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