chief compliance officer - ria Jobs - 317


Michael Page - New York,NY

This consultant will work on-site in New York City five days a week, collaborating directly with the Chief Compliance Officer (CCO) and the compliance department to ensure the bank adheres to all policies and procedures. Responsibilities include...

Date : 2025-01-03T07:10:09Z

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Cardea Group - New York,NY

Compliance Professional (New York, NY): Our client, a prominent private equity and private credit fund with over $100B in AUM, is looking for a driven Compliance Professional to join their dynamic, collaborative team. This is a...

Date : 2025-01-06T04:12:18Z

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Citizens Bank - Tarrytown,NY

Description The Compliance Team Lead will have responsibilities within the compliance program for the Citizens Private Wealth segment of Citizens Wealth Management, including its registered investment advisor, broker-dealer and trust...

Date : 2025-01-02T08:13:24Z

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Larson Maddox - New York,NY

A leading investment firm specialized in secondary markets is seeking a Compliance Director to join their legal and compliance team. This exciting role offers the opportunity to work closely with the Chief Operating Officer, Legal Counsel, and...

Date : 2025-01-03T14:25:21Z

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Point72 - Stamford,NY

A Career with Point72's Compliance Department The Point72 Compliance department is an industry-leading team of professionals that supports global investment and trading activities by establishing and enforcing the Firm's...

Date : 2025-01-01T06:42:17Z

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American International Group - New York,NY

Position Summary: AIG's Investments group is responsible for managing the investment assets of AIG, including affiliated insurance companies, through internal and external managers The Investments Compliance team provides compliance and...

Date : 2025-01-02T08:12:43Z

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University of Buffalo - Buffalo,NY

Fiscal Year 2024-2025 Position Title Unit Business Officer, CIO Classification Title Senior Staff Associate Department CIO Finance Posting Number P240402 Posting Link Employer State Position Type Professional Appointment Term Term Salary Grade...

Date : 2025-01-03T08:21:39Z

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The Children's Home of Kingston - Kingston,NY

The Children's Home of Kingston NOW HIRING Chief Compliance OfficerAre you a Quality Manager in an IDD setting looking for a change?The Chief Compliance Officer oversees the Agency's compliance with our...

Date : 2025-01-04T07:46:32Z

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LSG Sky Chefs - Jamaica,NY

Job Title: Director of Operations Job Location: Jamaica-USA-11430 Work Location Type: On-Site Salary Range: $105,143.00 - 141,808.00 ...

Date : 2025-01-06T19:32:21Z

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TalentRise, An Aleron Company - Buffalo,NY

Upstate Capital Association of New York ( is the premier organization connecting investors, entrepreneurs, and business leaders to drive economic growth and innovation across the Upstate New York region. With a...

Date : 2025-01-03T14:25:59Z

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