Job Description Duncan Solutions, a wholly owned subsidiary of Navient, is a full-service tolling and parking management company and a leading provider of parking management services to municipal and...
About The Role: As Chief Compliance Officer, you will lead and manage the broker-dealer compliance team, oversee the development and implementation of compliance programs, monitor regulatory changes and provide guidanceto cross-functional teams...
Siebert Williams Shank & Co., LLC ("SWS" or the "Firm") (a FINRA-registered broker/dealer) is seeking to add a knowledgeable, driven, intellectually curious and experienced compliance professional to the team led by the Chief Compliance Officer.
Sr. Executive Administrator to the President & CEOAlbany, NYFusco Personnel is actively recruiting for a Sr. Executive Administrator to the President & CEO, to join our client in leading the nation in the fight on global climate change and the...
Duncan Solutions, a wholly owned subsidiary of Navient, is a full-service tolling and parking management company and a leading provider of business processing services to government clients, including citation processing, debt collection,...
Amalgamated Bank is seeking a Compliance Officer to assist the Consumer Compliance Officers to ensure the Banks loan, deposit products and services maintain compliance with federal and state regulations, as well as all Bank compliance-related...
The Role Foosilz is on mission to provide lowest cost oil and gas to our consumers. We are seeking an experienced CEO to manage the day-to-day operations of our company. The right candidate must be ready to build and model a great company...
SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a 400-year history, SMBC Group offers a diverse range of financial services, including banking, leasing, securities, credit cards, and consumer finance. The Group has...
A Career with Point72's Compliance Department The Point72 Compliance department is an industry-leading team of professionals that supports global investment and trading activities by establishing and enforcing the Firm's...
Chief Compliance Officer & Associate General Counsel, Mutual FundsLocation: New York, NYTime Type: Full timePosted on: Posted 30+ Days AgoJob Requisition ID: R0009809Chief Compliance Officer for over $55 billion complex of funds registered under the...