chief compliance officer, registered investment advisor - compliance - new york, united states Jobs - 605


Navient - Horseheads,NY

Job Description Duncan Solutions, a wholly owned subsidiary of Navient, is a full-service tolling and parking management company and a leading provider of parking management services to municipal and...

Date : 2024-11-15T17:03:04Z

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Grubhub - Putnam Valley,NY

Earn big and work on your own time and terms as a Grubhub delivery partner! Grubhub is looking for drivers and bikers like you to hit the road quick and start delivering from restaurants, grocery stores, convenience stores, and more. Looking for a...

Date : 2024-11-02T06:04:31Z

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Siebert Williams Shank - New York,NY

Siebert Williams Shank & Co., LLC ("SWS" or the "Firm") (a FINRA-registered broker/dealer) is seeking to add a knowledgeable, driven, intellectually curious and experienced compliance professional to the team led by the Chief Compliance Officer.

Date : 2024-11-15T07:25:35Z

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Societe Generale - New York,NY

Responsibilities RESPONSIBILITIES: Implement and/or maintain a comprehensive investment advisory compliance program for SEC Registered Investment Advisor ("RIA") affiliates of Société Générale in the Americas to ensure compliance...

Date : 2024-11-08T11:47:56Z

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TravelNurseSource - East Rochester,NY

TravelNurseSource is working with Trustaff to find a qualified OR RN in Rochester, New York, 14445! Pay Information $3,336 per week About The Position About this job As a CVOR RN, you'll be an...

Date : 2024-11-16T07:32:36Z

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Sumitomo Mitsui Financial Group - New York,NY

SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a 400-year history, SMBC Group offers a diverse range of financial services, including banking, leasing, securities, credit cards, and consumer finance. The Group has...

Date : 2024-11-13T08:41:10Z

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Ares Management Corporation - New York,NY

Over the last 20 years, Ares success has been driven by our people and our culture. Today, our team is guided by our core values Collaborative, Responsible, Entrepreneurial, Self-Aware, Trustworthy and our purpose to be a catalyst for shared...

Date : 2024-11-16T08:07:14Z

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Neuberger Berman - New York,NY

Chief Compliance Officer & Associate General Counsel, Mutual FundsLocation: New York, NYTime Type: Full timePosted on: Posted 30+ Days AgoJob Requisition ID: R0009809Chief Compliance Officer for over $55 billion complex of funds registered under the...

Date : 2024-11-15T16:13:36Z

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TravelNurseSource - East Rochester,NY

TravelNurseSource is working with Advantis Medical Staffing to find a qualified Med/Surg RN in Rochester, New York, 14445! Pay Information $2,063 per week About The Position Advantis Medical, the #1 rated travel...

Date : 2024-11-16T07:31:36Z

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Fortress Investment - New York,NY

Vice President, Compliance Officer New York Corporate Group Ref # 3433 Date published 30-Oct-2024 VP, Compliance Officer New York, New York About Fortress Fortress Investment Group LLC is...

Date : 2024-11-08T08:40:46Z

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