compliance advisory officer otc derivatives sales & trading Jobs - 5345


Apex Focus Group - Brooklyn,NY

Now accepting applicants for Focus Group studies. Earn up to $750 per week part-time working from home. Must register to see if you qualify. No call center representative agent experience needed. Call Center Representative Agent Work From...

Date : 2024-07-04T00:35:49Z

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Santander Holdings USA - New York,NY

Advisor, Compliance- Central ComplianceNew York, United States of AmericaJob Description Summary This Advisor, Compliance role is a key part of the Santander US CIB Central Compliance team and is responsible for executing the team's...

Date : 2024-07-08T18:22:42Z

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Santander Holdings USA - New York,NY

Vice President, Compliance Trade SurveillanceNew York, United States of AmericaThis Trade Surveillance role is an integral part of the Santander US CIB Central Compliance team and is primarily responsible for executing the team s responsibilities in...

Date : 2024-07-09T12:29:44Z

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Capital One - Brentwood,NY

1307 Walt Whitman (22600), United States of America, Melville, New YorkCompliance Manager - Lending & FinanceCorporate Compliance is seeking a Compliance Advisor Manager to perform a key risk management role in the second line of defense advising...

Date : 2024-07-10T00:24:40Z

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Jobot - New York,NY

Run your own territory! Base Salary + Excellent Commission Structure! Home Office! This Jobot Job is hosted by: Randy Kallick Are you a fit? Easy Apply now by clicking the "Apply" button and sending us your resume.

Date : 2024-07-02T00:39:15Z

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Millennium Management - New York,NY

Compliance Associate - OTC Surveillance The Compliance Department at Millennium serves to adopt, implement, and carry out a compliance program, including policies and procedures, processes, systems, controls, surveillance, testing and...

Date : 2024-07-03T07:41:19Z

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Capital One - Centre Island,NY

1307 Walt Whitman (22600), United States of America, Melville, New YorkCompliance Manager - Lending & FinanceCorporate Compliance is seeking a Compliance Advisor Manager to perform a key risk management role in the second line of defense advising...

Date : 2024-07-10T00:22:18Z

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Sumitomo Mitsui Banking Corporation - New York,NY

Senior Compliance Officer - Public Side Advisory - Executive Director Job Level: Executive Director Job Function: Governance & Assurance Location: New York, NY, US, 10172 Employment Type: Full Time Requisition...

Date : 2024-07-01T05:48:52Z

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ConnectOne Bank - Larchmont,NY

Description: About us:ConnectOne Bank proves that putting people first is a better way to do business. At ConnectOne, we're builders of businesses, communities, and equity. Most importantly, we're building opportunities. Our mission is to ensure our...

Date : 2024-07-10T06:41:51Z

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NY CREATES - Albany,NY

About NY CREATES: NY CREATES serves as a bridge for advanced electronics, leads projects that advance R&D in emerging technologies, and generates the jobs of tomorrow. NY CREATES also runs some of the most advanced facilities in the world,...

Date : 2024-07-07T06:46:15Z

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