compliance analyst, employee trade surveillance Jobs - 8410


North Bridge Staffing Group - New York,NY

Seeking a skilled Market Surveillance Analyst to join a top-tier Securities Trading Firm! The Role: The Market Surveillance team is responsible for monitoring trading in equity, derivative, and fixed income products...

Date : 2024-09-08T00:38:32Z

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Kingswood U.S. - New York,NY

Job Title: Compliance Analyst Location: New York, San Diego, or Miami Company: Kingswood U.S. Job Type: Full-time Department: Compliance Job Overview: As a...

Date : 2024-09-08T00:38:41Z

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East End Resources - New York,NY

EXPERIENCED COMPLIANCE ANALYST New York, NY 5 Days onsite in Downtown Manhattan The Role Our client, a NYC-based trading firm is looking for a Compliance Analyst to join their legal and compliance team.

Date : 2024-09-08T00:43:09Z

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Cardea Group - New York,NY

VP, Compliance – Asset Based Finance (New York, NY): Our client, a $50B multi-strat fund with an international reach, is looking for a dedicated compliance professional to sit in a newly established position. Acting as a generalist and...

Date : 2024-09-08T00:39:07Z

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Siapartners - New York,NY

Compliance Project Management ConsultantFull-time Sia Partners is a next-generation management consulting firm. We offer a unique blend of AI and design capabilities, augmenting traditional consulting to deliver superior...

Date : 2024-08-28T01:25:34Z

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Bruin - New York,NY

Renowned family office (closely resembling a hedge fund) are seeking an experience Equity Capital Markets Compliance Officer to join their New York business. Supporting the Group Head of Compliance and US Head of Legal, you will...

Date : 2024-09-08T00:39:19Z

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Insight Global - New York,NY

Must Haves: 3 years within a BA/QA analyst roleExperience gathering and writing requirements to support technical teams/projects (QA, UAT, engineering, etc.)Prior experience working within an agile environment...

Date : 2024-09-08T00:38:05Z

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MassMutual - New York,NY

Director of Operational Reporting, Measurement and Analytics Full-Time Hybrid, Boston, MA, Springfield, MA or New York, NY The Opportunity This key role in Investment operations is essential to...

Date : 2024-09-07T02:07:08Z

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Santander Holdings USA - New York,NY

Sr. Associate, AML Compliance- Corporate & Investment Banking New York, United States of America The Sr.

Date : 2024-09-06T15:04:45Z

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Heritage-Crystal Clean - Rochester,NY

Crystal Clean (CC) is one of the nation's leading privately held companies in the environmental waste services industry. We are seeking highly motivated individuals with a strong work ethic to join our rapidly growing company.

Date : 2024-09-08T05:09:18Z

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