compliance director (wealth advisory) Jobs - 377


Edward Jones - Lancaster,NY

Job Overview If you find yourself at a professional crossroads, a career as a financial advisor may be the right change for you. Financial advisors partner with clients to help them achieve their long-term financial goals:...

Date : 2025-01-08T23:27:01Z

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FirstService Residential - New York,NY

**Job Overview:** The Director of Shared Services is a strategic leadership role responsible for overseeing the accounts receivable, accounts payable, treasury banking and financial reporting teams including ensuring performance, setting...

Date : 2025-01-01T06:38:53Z

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M&T Bank - Hauppauge,NY

Overview: Accountable for a revenue goal met through the acquisition of new clients from internal and external sources, and the retention and expansion of a book of business. Consults and coordinates on the delivery of solutions for a...

Date : 2025-01-01T07:02:08Z

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Northwestern Mutual - New York,NY

Wealth Management Advisor Track | The Tri-Harbor Financial Group - NYC Through a distinctive and holistic planning approach, Northwestern Mutual Financial Advisors/ Wealth Management Advisors empower clients to...

Date : 2025-01-03T14:26:08Z

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FirstService Corporation - New York,NY

Job Overview: The Director of Shared Services is a strategic leadership role responsible for overseeing the accounts receivable, accounts payable, treasury banking and financial reporting teams including ensuring performance, setting goals,...

Date : 2025-01-01T07:01:35Z

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RSM - New York,NY

We are the leading provider of professional services to the middle market globally, our purpose is to instill confidence in a world of change, empowering our clients and people to realize their full potential. Our exceptional people are the key to...

Date : 2025-01-01T07:04:11Z

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Morgan Stanley - New York,NY

Company Profile Morgan Stanley is a leading global financial services firm providing a wide range of investment banking, securities, investment management and wealth management services. The Firm's employees serve clients worldwide including...

Date : 2025-01-02T08:12:19Z

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Five Star Bank - Buffalo,NY

Purpose: We are seeking an experienced Compliance Manager to join our Courier Capital leadership team at a Registered Investment Advisor (RIA). The ideal candidate will possess deep expertise in compliance and regulatory requirements, specifically...

Date : 2025-01-02T08:12:20Z

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Sumitomo Mitsui Banking Corporation - New York,NY

Senior Compliance Officer - Public Side Advisory - Executive Director Job Level: Executive Director Job Function: Governance & Assurance Location: New York, NY, US, 10172 Employment Type: Full Time Requisition...

Date : 2025-01-02T08:37:17Z

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Madison-Davis, LLC - New York,NY

A global bank located in Midtown Manhattan looking to bring on board a “Director – Fixed Income Compliance Officer” to join their team. This role is currently in a hybrid schedule (2 days in...

Date : 2025-01-03T14:26:08Z

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