A broker-dealer client of ours with a global presence is looking for a Surveillance Compliance Officer to join their growing team in Manhattan, New York. This position is hybrid, with 3-4 days a week onsite and 1-2 days working...
Schedule: Full time Availability: Morning, Afternoon, Evening (Includes Weekends). Age Requirement: Must be 18 years or older Location: Ithaca, NY Address: 500 S. Meadow Street Pay: $30 /...
Surveillance Compliance Officer New York, NY Hybrid Hamlyn Williams have partnered with a global financial services platform, based in New York, NY, that are looking to hire a Surveillance Compliance...
Schedule: Full time Availability: Morning, Afternoon, Evening (Includes Weekends). Age Requirement: Must be 18 years or older Location: Ithaca, NY Address: 500 S. Meadow Street Pay: $30 /...
SURVEILLANCE INVESTIGATOR - Performing surveillance and activities checks. Reviewing assignments and supporting documentation to determine case objectives and client expectations. Preparing and dictating detailed investigation reports Requirements...
Position Overview: As a Senior Trade Surveillance Compliance Officer, you will play a crucial role in ensuring that our firm adheres to regulatory requirements and internal policies related to trade surveillance. You will be responsible for...
We are working on a new Compliance Manager role with a Broker-Dealer client in lower Manhattan. Our client is a full-service, integrated financial services firm that provides investment guidance for high-net-worth individuals and institutions. The...
Compliance Associate/Analyst (title will depend on level of experience), New York, NY: Our client, a growing asset manager, is seeking a Compliance Associate/Analyst to support all aspects of the firm s compliance function.
Compliance Testing - Manager BBVA Job Summary Within the US Compliance unit of a large global foreign bank branch, the individual will assist the...
Member Surveillance Officer NYC NY Direct-Hire/Permanent Must work onsite 4 days per week for the first 45 days and then 3 days per week later Responsible for overseeing the credit lending surveillance program,...