compliance infrastructure advisory Jobs - 6011


MassMutual - New York,NY

The Opportunity As an Advisory Risk Oversight Consultant, you will join a team that is focused on managing investment policies for the firm's investment advisory programs, as well as related brokerage and insurance related...

Date : 2024-09-16T02:04:47Z

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Santander Holdings USA - New York,NY

Central Compliance, Vice President- Corporate & Investment Banking New York, United States of America The Central...

Date : 2024-09-16T16:08:12Z

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Santander Holdings USA - New York,NY

Sr. Advisor, Compliance- Corporate & Investment Banking New York, United States of America Job Description...

Date : 2024-09-16T16:08:14Z

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Revolut - New York,NY

About RevolutPeople deserve more from their money. More visibility, more control, more freedom. And since 2015, Revolut has been on a mission to deliver just that. With an arsenal of awesome products that span spending, saving, travel, transfers,...

Date : 2024-09-16T18:51:13Z

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Invesco - New York,NY

As one of the world's leading asset managers, Invesco is dedicated to helping investors worldwide achieve their financial objectives. By delivering the combined power of our distinctive investment management capabilities, we provide a wide range of...

Date : 2024-09-16T18:49:22Z

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Building Service 32BJ Benefit Funds - New York,NY

Overview of Role: The Deputy Compliance Director is responsible for supporting the Compliance Director in all aspects of the Fund Office's compliance with financial and reporting...

Date : 2024-09-15T19:04:05Z

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Citi - New York,NY

Serves as a Markets product compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for assisting with internal strategies, policies, procedures, processes, and programs to prevent violations of law, rule, or regulation...

Date : 2024-09-16T18:50:41Z

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Mizuho Financial group - New York,NY

Compliance Surveillance Analyst Essential Duties & Responsibilities:Maintain and monitor employee brokerage accounts. Timely follow-up with onboarding users, account disclosures and brokerage firms, to establish or remove accounts from electronic...

Date : 2024-09-16T18:49:41Z

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KPMG - New York,NY

The KPMG Advisory practice is currently our fastest growing practice. We are seeing tremendous client demand, and looking forward we don't anticipate that slowing down. In this ever-changing market environment, our professionals must be adaptable and...

Date : 2024-09-13T10:35:18Z

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WISE - New York,NY

Company DescriptionWise is a global technology company, building the best way to move and manage the world's money. Min fees. Max ease. Full speed.Whether people and businesses are sending money to another country, spending abroad, or making and...

Date : 2024-09-16T18:50:42Z

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