Serves as a senior Research, Marketing, and Content Compliance Officer for Independent Compliance Risk Management (ICRM) responsible for establishing internal strategies, policies, procedures, processes, and programs to prevent violations of law,...
Siebert Williams Shank & Co., LLC ("SWS" or the "Firm") (a FINRA-registered broker/dealer) is seeking to add a knowledgeable, driven, intellectually curious and experienced compliance professional to the team led by the Chief Compliance Officer.
Chief Compliance Officer DEPARTMENT FOR THE AGING Full-Time Location: MANHATTAN Department: BUREAU OF FINANCIAL SERVICES Salary Range: $155,000.00 –...
As our Head of Compliance, you'll be responsible for ensuring Comun stays on the right side of regulations while promoting a culture of integrity. You'll lead the way in developing and implementing our compliance strategy, covering everything from...
Do you have a real eye for detail and compliance? Are you a legal professional looking to grow your career in Compliance and Ethics? About our Team RELX is a global provider of information-based analytics and decision tools...
Responsibilities About TikTok U.S. Data Security TikTok is the leading destination for short-form mobile video. Our mission is to inspire creativity and bring joy. U.S. Data Security ("USDS") is a subsidiary of TikTok in the U.S.
GLOBAL COMPLIANCE Our division prevents, detects and mitigates compliance, regulatory and reputational risk across the firm and helps to strengthen the firm's culture of compliance. Compliance accomplishes these through the firm's enterprise-wide...
KPMG Advisory practice is currently our fastest growing practice. We are seeing tremendous client demand, and looking forward we do not anticipate that slowing down. In this ever-changing market environment, our professionals must be adaptable and...
SENIOR MANAGER OF POLICY COMPLIANCE HRA/DEPT OF SOCIAL SERVICES Full-Time Location: MANHATTAN No Exam Required Department: Policy Proc-Training NM Salary...
Director, Title IX Investigations (HEO) - Office for Diversity and Compliance -REVISED- **POSITION DETAILS** The Office for Diversity and Compliance provides oversight to ensure fair and equitable hiring processes for faculty and staff...