compliance & operational risk manager- global markets & fixed income Jobs - 4814


Santander Consumer USA - New York,NY

Central Compliance, Vice President- Corporate & Investment Banking New York, United States of America The Central Compliance VP Monitors activities to minimize the company's exposure to risk. Activities may include data analysis, risk...

Date : 2024-09-28T01:33:40Z

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Qloo - New York,NY

The Company You'll Join At Qloo, our cutting-edge Taste AI technology leverages extraordinary amounts of data-over half a billion records of public figures, places, and things, plus a globe-spanning consumer behavior and sentiment...

Date : 2024-09-24T13:33:16Z

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Enfusion - New York,NY

Enfusion is a pioneer in developing innovative, native cloud investment management software, analytics, and managed services for asset managers and hedge funds around the globe. We underpin the investment operations of fund managers from our global...

Date : 2024-09-26T05:43:09Z

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Citizens Bank - New York,NY

Description Company Overview: Citizens JMP Securities, Inc., Citizens institutional broker-dealer, is seeking a highly skilled Compliance Director to lead our advisory and trade surveillance efforts. Our...

Date : 2024-09-28T01:34:06Z

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Goldman Sachs - New York,NY

Global ComplianceOur division prevents, detects and mitigates compliance, regulatory and reputational risk across the firm and helps to strengthen the firm's culture of compliance. Compliance accomplishes these through the firm's enterprise-wide...

Date : 2024-09-26T05:40:36Z

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Banque Scotia (Bank of Nova Scotia) - New York,NY

Requisition ID: 204416 Salary Range: 110,700.00 - 211,800.00 Please note that the Salary Range shown is a guideline only. Salary offered may vary based on factors, including, but not limited to, the successful candidate's relevant...

Date : 2024-09-24T07:32:51Z

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Bank of Montreal - New York,NY

Application Deadline: 09/26/2024 Address: 151 W 42nd Street Job Family Group: Audit, Risk & Compliance The US Capital Markets Compliance Team is seeking a Compliance Director with primary accountability for the...

Date : 2024-09-28T01:36:06Z

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Apollo - New York,NY

Position Overview Apollo is a high-growth, global alternative asset manager. In our asset management business, we seek to provide our clients excess return at every point along the risk-reward spectrum from investment grade to private...

Date : 2024-09-28T06:48:21Z

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Sumitomo Mitsui Financial Group - New York,NY

SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a 400-year history, SMBC Group offers a diverse range of financial services, including banking, leasing, securities, credit cards, and consumer finance. The Group has...

Date : 2024-09-20T07:25:21Z

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Ernst & Young LLP - New York,NY

At EY, you'll have the chance to build a career as unique as you are, with the global scale, support, inclusive culture and technology to become the best version of you. And we're counting on your unique voice and perspective to help EY become...

Date : 2024-09-24T07:25:54Z

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