compliance lead Jobs - 8999


DriveWealth Holdings - New York,NY

About The Role: As Chief Compliance Officer, you will lead and manage the broker-dealer compliance team, oversee the development and implementation of compliance programs, monitor regulatory changes and provide guidance to...

Date : 2024-10-14T02:29:20Z

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ProAmpac - Walden,NY

Company Overview ProAmpac is a leading global flexible packaging company with comprehensive product offerings. We provide creative packaging solutions, industry-leading customer service and award-winning innovation to a...

Date : 2024-10-08T16:14:37Z

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DEPARTMENT FOR THE AGING - New York,NY

Chief Compliance Officer DEPARTMENT FOR THE AGING Full-Time Location: MANHATTAN Department: BUREAU OF FINANCIAL SERVICES Salary Range: $155,000.00 –...

Date : 2024-10-12T19:19:47Z

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Hra/Dept Of Social Services - New York,NY

SENIOR MANAGER OF POLICY COMPLIANCE HRA/DEPT OF SOCIAL SERVICES Full-Time Location: MANHATTAN No Exam Required Department: Policy Proc-Training NM Salary...

Date : 2024-10-12T09:27:11Z

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Blackstone - New York,NY

Job Description: The Senior Vice President will be a member of the compliance team focusing on regulatory compliance issues with respect to marketing and other investor/third-party materials and communications. This is a leadership...

Date : 2024-10-10T20:16:47Z

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Citi - New York,NY

Serves as a senior function/business/product compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for establishing internal strategies, policies, procedures, processes, and programs to prevent violations of law,...

Date : 2024-10-16T19:13:08Z

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Citi - New York,NY

Serves as a senior function/business/product compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for establishing internal strategies, policies, procedures, processes, and programs to prevent violations of law,...

Date : 2024-10-10T20:16:23Z

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Amazon - New York,NY

Partner Governance and Compliance, PSO Governance and Compliance Would you like to help the AWS WW Professional Services (ProServe) business at Amazon Web Services (AWS) more effectively support customers? Do you have the business...

Date : 2024-10-14T02:30:14Z

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Flagstar Bank - Hicksville,NY

Position Title Head of Internal Audit- BSA/AML & Compliance Location Hicksville/100 Duffy Avenue/110025 Job Summary The Head of Internal Audit – BSA/AML and Compliance is responsible for leading the...

Date : 2024-10-10T20:16:30Z

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TD Bank - New York,NY

Work Location: United States of America Hours: 40 Pay Details: $160,000 - $220,000 USD TD is committed to providing fair and equitable compensation opportunities to all colleagues. The included salary...

Date : 2024-10-10T20:12:47Z

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