compliance manager - wealth management Jobs - 525


BNY - New York,NY

Vice President, Client Presentation Manager At BNY, our culture empowers you to grow and succeed. As a leading global financial services company at the center of the world's financial system we touch nearly 20% of the...

Date : 2025-01-02T15:19:30Z

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Citizens Bank - Tarrytown,NY

Description The Compliance Team Lead will have responsibilities within the compliance program for the Citizens Private Wealth segment of Citizens Wealth Management, including its registered investment advisor, broker-dealer and trust...

Date : 2025-01-02T08:13:24Z

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Morgan Stanley - Purchase,NY

Job Description: Morgan Stanley is a leading global financial services firm providing a wide range of investment banking, securities, investment management and wealth management services. The Firm's employees serve clients worldwide including...

Date : 2025-01-03T22:31:15Z

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Citizens Bank - Tarrytown,NY

Description This is a high impact senior position within Citizens Private Wealth reporting to our Wealth Management Chief Compliance Officer. This newly created role is responsible for creating and executing a strategic plan to address...

Date : 2025-01-02T08:30:06Z

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Experis - New York,NY

Our client in the financial industry is seeking a Project Manager to join their team. As a Project Manager, you will be part of the Risk & Controls department supporting various teams. The ideal candidate will have excellent communication skills, the...

Date : 2025-01-01T06:32:55Z

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M&T Bank - Hauppauge,NY

Overview: Accountable for a revenue goal met through the acquisition of new clients from internal and external sources, and the retention and expansion of a book of business. Consults and coordinates on the delivery of solutions for a...

Date : 2025-01-01T07:02:08Z

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Keybank National Association - Albany,NY

Location: 1301 Avenue of the Americas - New York, New York 10019 The Family Office Director is a senior advisor that exclusively works with Ultra High Net Worth (UHNW) families with a net-worth of greater than $25MM. This role serves...

Date : 2025-01-01T06:41:44Z

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Goldman Sachs - New York,NY

Global Compliance Our division prevents, detects and mitigates compliance, regulatory and reputational risk across the firm and helps to strengthen the firm's culture of compliance. Compliance accomplishes these through the firm's...

Date : 2025-01-02T08:13:41Z

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Pinnacle Group - New York,NY

W2 Only Location: NYC (3 days onsite - Hybrid) Duration: Jan-Sept. 30th contract Start Date: Early January Plusses: Background or previous involvement in private equity or...

Date : 2025-01-01T07:04:13Z

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The Goldman Sachs Group - New York,NY

HOW YOU WILL FULFILL YOUR POTENTIAL Provides administrative support in a complex team environment to a senior grou. Coordinates complex, senior-level internal/ external meetings and conference calls. Handles a high volume of phones calls and...

Date : 2025-01-04T08:18:19Z

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