compliance officer advisory and brokerage Jobs - 608


Navient - Horseheads,NY

Job Description Duncan Solutions, a wholly owned subsidiary of Navient, is a full-service tolling and parking management company and a leading provider of parking management services to municipal and...

Date : 2024-11-15T17:03:04Z

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RSM US LLP - New York,NY

We are the leading provider of professional services to the middle market globally, our purpose is to instill confidence in a world of change, empowering our clients and people to realize their full potential. Our...

Date : 2024-11-13T00:21:50Z

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Santander Holdings USA - New York,NY

Sr. Advisor, Compliance- Corporate & Investment Banking Country: United States of America Job Description...

Date : 2024-11-18T03:08:16Z

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Mizuho Americas - New York,NY

About The team Within the Compliance Department, the Financial Crime Compliance Advisory Group (FCC Advisory) is dedicated to being a trusted and proactive advisor to the business, tasked with the identification, assessment,...

Date : 2024-11-12T04:05:25Z

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Siebert Williams Shank - New York,NY

Siebert Williams Shank & Co., LLC ("SWS" or the "Firm") (a FINRA-registered broker/dealer) is seeking to add a knowledgeable, driven, intellectually curious and experienced compliance professional to the team led by the Chief Compliance Officer.

Date : 2024-11-15T07:25:35Z

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Mizuho Americas - New York,NY

Summary The Sanctions Compliance Associate will work to strengthen all aspects of the bank's Sanctions Compliance Program, including effective policy, procedure, and risk management. Principal Duties and Responsibilities...

Date : 2024-11-12T04:05:26Z

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Phaxis LLC - New York,NY

Growing Investment Banking and Broker Dealer client is seeking a strong compliance officer to join in an advisory capacity to support their clearing and prime brokerage business. Responsibilities include, but are not limited...

Date : 2024-11-08T08:40:29Z

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American Express - New York,NY

You Lead the Way. We've Got Your Back. With the right backing, people and businesses have the power to progress in incredible ways. When you join Team Amex, you become part of a global and diverse community of colleagues with an unwavering...

Date : 2024-11-09T08:14:57Z

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Navient - Horseheads,NY

Duncan Solutions, a wholly owned subsidiary of Navient, is a full-service tolling and parking management company and a leading provider of business processing services to government clients, including citation processing, debt collection,...

Date : 2024-11-16T01:32:32Z

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MassMutual - New York,NY

The Opportunity As an Investment Risk Consultant, you will join a team that is focused on managing investment policies for the firm's investment advisory programs, as well as related brokerage and insurance related products...

Date : 2024-11-18T02:03:10Z

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