compliance officer advisory and brokerage Jobs - 457


dub - New York,NY

About dub Founded in 2021 in NYC, dub is building the first social investing marketplace by providing a simple way to share, reward, and invest alongside the best portfolios and minds in asset management. dub's innovative...

Date : 2024-12-09T19:36:06Z

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Sumitomo Mitsui Banking Corporation - New York,NY

Fixed Income Compliance Officer Job Level: Director Job Function: Governance & Assurance Location: New York, NY, US, 10172 Employment Type: Full Time Requisition ID: 3407 SMBC Group is a top-tier global...

Date : 2024-12-18T20:54:20Z

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KPMG - New York,NY

The KPMG Advisory practice is currently our fastest growing practice. We are seeing tremendous client demand, and looking forward we don't anticipate that slowing down. In this ever-changing market environment, our professionals must be adaptable and...

Date : 2024-12-17T23:34:58Z

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SMBC - New York,NY

SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a 400-year history, SMBC Group offers a diverse range of financial services, including banking, leasing, securities, credit cards, and consumer finance. The Group has...

Date : 2024-12-18T20:49:27Z

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Niagara Frontier Transportation Authority - Buffalo,NY

WORK OBJECTIVE:Dedicated professional with ADA and NYS DBE certifications, seeking a dynamic role within the Niagara Frontier Transportation Authority. Leveraging expertise in ADA compliance, a solid understanding of New York State Disadvantaged...

Date : 2024-12-18T23:27:36Z

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UNITED NATIONS - New York,NY

Org. Setting and ReportingThe Global Strategy and Policy Division serves as the central strategic authority for all matters pertaining to the management of human resources. It ensures that the Organization has the strategies, policies, frameworks and...

Date : 2024-12-17T23:35:30Z

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Warner Bros. Discovery - New York,NY

Welcome to Warner Bros. Discovery… the stuff dreams are made of.Who We Are…When we say, "the stuff dreams are made of," we're not just referring to the world of wizards, dragons and superheroes, or even to the wonders of Planet Earth. Behind...

Date : 2024-12-17T23:36:07Z

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HSBC - Buffalo,NY

Job descriptionOur purpose - Opening up a world of opportunity - explains why we exist. Here at HSBC we use our unique expertise, capabilities, breadth and perspectives to open up new kinds of opportunity for our more than 40 million customers. We're...

Date : 2024-12-22T00:11:12Z

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RSM - New York,NY

We are the leading provider of professional services to the middle market globally, our purpose is to instill confidence in a world of change, empowering our clients and people to realize their full potential. Our exceptional people are the key to...

Date : 2024-12-18T23:30:58Z

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KPMG - New York,NY

Known for being a great place to work and build a career, KPMG provides audit, tax and advisory services for organizations in today's most important industries. Our growth is driven by delivering real results for our clients. It's also enabled by our...

Date : 2024-12-17T23:36:28Z

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