compliance officer advisory and brokerage Jobs - 458


RSM - New York,NY

We are the leading provider of professional services to the middle market globally, our purpose is to instill confidence in a world of change, empowering our clients and people to realize their full potential. Our exceptional people are the key to...

Date : 2024-12-18T23:30:58Z

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Octagon Credit Investors - New York,NY

Employer Summary: Octagon Credit Investors, LLC is a 25+ year old, $34+B investment adviser focused on leveraged loan, high yield bond, and structured credit (CLO debt and equity) investments. Through fundamental credit analysis and active portfolio...

Date : 2024-12-19T02:04:12Z

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Credit Agricole CIB - New York,NY

Vacancy details General information Entity About Crdit Agricole Corporate and Investment Bank (Crdit Agricole CIB) Crdit Agricole CIB is the corporate and investment...

Date : 2024-12-19T08:32:26Z

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Deloitte - Jericho,NY

Position Summary Do you have a passion for investigating and combating money laundering, terrorist financing, and sanctions around the world? If so, please consider an opportunity with Deloitte as an Advisory Manager. An AML Manager at...

Date : 2024-12-22T08:40:36Z

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360T Group - New York,NY

Your Role You will be part of the Business Client Advisory Services Americas Team, reporting directly to our Head of Business Client Advisory Services, Americas. As a Business Client Services Manager, you will be working in a global team,...

Date : 2024-12-21T09:07:20Z

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FORVIS, LLP - New York,NY

Description & Requirements Ready to Accelerate Your Career? Join our rapidly expanding advisory team! Our Financial Services Regulatory Advisory practice brings our global footprint, clients, industry expertise, and innovative...

Date : 2024-12-17T20:32:20Z

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Flagstar Bank - Hicksville,NY

JOB SUMMARY Responsible for overseeing through developing, implementing, administering, and monitoring all aspects of the enterprise BSA/AML/ and OFAC/Economic Sanctions Compliance Program for a bank with assets in excess of $100 billion. The...

Date : 2024-12-21T01:24:56Z

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Cantor Fitzgerald - New York,NY

Job Title: AVP – Surveillance and Compliance Advisory – Regulatory Control Group Location: New York, NY / Hybrid Firm Overview: Cantor...

Date : 2024-12-12T13:19:17Z

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Arootah - New York,NY

Join our experienced roster of consultants that support Hedge Funds and Family Offices. Arootah is a personal and professional development leader in the Investment and Financial Services industry. Our mission is to provide top business advisory...

Date : 2024-12-17T23:35:22Z

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Popular - New York,NY

Date: Nov 27, 2024Location:New York, NY, US, 10004Company: PopularWorkplace Type: On-siteInvestment Operations OfficerPopular Investments Service BrokerageWe are currently looking for an experienced INVESTMENT OPERATIONS OFFICER with a proven track...

Date : 2024-12-17T23:34:33Z

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