compliance officer advisory and brokerage Jobs - 465


Allied Digestive Health - Pleasantville,NY

Welcome to Allied Digestive Health! We are seeking a FT NP to join our family in New City, NY!. This is a role working closely with our physicians in a beautiful office setting. This is an outpatient role. Prior Primary Care or...

Date : 2024-12-24T16:17:58Z

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icapitalnetwork - New York,NY

Department: Regulatory and Compliance Location: New York, NY iCapital is transforming investing in private equity, private credit, real estate, hedge funds, and structured investments by removing the roadblocks that have prevented...

Date : 2024-12-22T08:38:33Z

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FORVIS, LLP - New York,NY

Description & Requirements Location: NY - this position requires travel into NYC on a frequent basis Who Makes a Highly Successful Advisor We are looking for team members to join our inclusive community of passionate risk and...

Date : 2024-12-16T09:02:17Z

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State Employees Federal Credit Union - Albany,NY

If you are ready to join a company that truly cares about its employees, our members, and our community then you have come to the right place! Summary of Role: Responsible for the leadership of Financial Advisors and Senior FA's. Serve...

Date : 2024-12-20T08:28:46Z

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JW Michaels & - New York,NY

Position can sit in NYC or Stamford, CT. 30B+ SEC RIA seeks a Senior Compliance Officer to join their growing team! Position will report directly to the DCCO and CCO, and also oversee 2 junior team...

Date : 2024-12-20T17:05:14Z

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Government Employees Insurance Company - North Tonawanda,NY

Customer Service Representative – Buffalo, NYAsk your recruiter for details about salary! When you grow, GEICO grows. And if you're the kind of person who likes to solve...

Date : 2024-12-14T06:04:32Z

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Colliers International - New York,NY

Make your next move an expert one. At Colliers it's not our success that sets us apart, it's how we achieve it. Our people are passionate, take ownership and always do what's right for our clients, people and communities. Why...

Date : 2024-12-24T20:44:12Z

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Flagstar Bank - New York,NY

The Treasury Management and Banking as a Service (BaaS) Business Risk and Controls Officer will help to design, build, transform and implement a risk management framework and lead the ongoing identification, assessment, and measurement of the...

Date : 2024-12-21T01:25:51Z

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New York City, NY - New York,NY

Under direction, with wide latitude for independent initiative and judgment, performs responsible administrative work, including: * Provide administrative support to the Assistant Commissioner, Existing Buildings Compliance. * Serve as...

Date : 2024-12-14T08:35:57Z

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CROTHALL HEALTHCARE - New York,NY

Crothall Healthcare Salary: $150,000 - $160,000 Other Forms of Compensation: Pay Grade: 18 Crothall Healthcare is a Compass One Company that provides specialized,...

Date : 2024-12-24T07:21:46Z

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