compliance officer - fcm advisor Jobs - 538


Edward Jones - East Patchogue,NY

Job Overview If you find yourself at a professional crossroads, a career as a financial advisor may be the right change for you. Financial advisors partner with clients to help them achieve their long-term financial goals:...

Date : 2025-01-07T11:24:46Z

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Citi - New York,NY

Citi, the leading global bank, has approximately 200 million customer accounts and does business in more than 160 countries and jurisdictions. Citi provides consumers, corporations, governments and institutions with a broad range of financial...

Date : 2025-01-10T01:48:14Z

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Blue Ocean Wealth Solutions - East Hills,NY

Branch Compliance Manager - Compliance Department Blue Ocean Wealth Solutions, LLC East Hills, NY Blue Ocean Wealth Solutions, LLC helps people accomplish their most important financial...

Date : 2025-01-06T17:26:26Z

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Amazon - New York,NY

Description Are you interested in driving exceptional security for customers and have a passion for cutting-edge technologies? Do you see regulatory compliance as a business enabler? Amazon Web Services (AWS) is looking for a highly...

Date : 2025-01-01T07:06:10Z

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PIMCO - New York,NY

PIMCO is a global leader in active fixed income with deep expertise across public and private markets. We invest our clients' capital across a range of fixed income and credit opportunities, leveraging our decades of experience navigating...

Date : 2025-01-10T01:46:16Z

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Lime Trading - New York,NY

Remote with Quarterly Travel to the NYC office Your Role: As the NFA/CFTC senior compliance expert you'll be a part of our team and will help mature our NFA/CFTC compliance products and...

Date : 2025-01-09T02:07:56Z

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Longwave Financial, LLC - New York,NY

Longwave Financial, an independent advisory firm, is excited to hire a financial advisor/relationship manager to support and enhance our dynamic growth. You will bring a meaningful track record of in-depth knowledge, enthusiasm for a high touch...

Date : 2025-01-11T02:17:03Z

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Hudson RPO - New York,NY

At Hudson RPO, we're shaping the future of talent. From recruitment process outsourcing (RPO) to employer branding and across the complete talent life-cycle, we thrive in delivering world-class customer and...

Date : 2025-01-01T09:07:17Z

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Fernridge Group - New York,NY

Compliance Associate (New York, NY OR San Francisco, CA): Our client, a successful venture capital firm, is looking to bring on a motivated compliance professional to work alongside the CCO. This is an opportunity to join a newly...

Date : 2025-01-05T23:21:51Z

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Coalition Technologies - Elmhurst,NY

[Administrative Assistant / Remote] - Anywhere in U.S. / Competitive pay / Benefits - As an Office Assistant you'll: Answer phones and direct calls; Complete entry-level bookkeeping, including recording expenses, organizing receipts, and...

Date : 2025-01-05T08:37:30Z

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