compliance officer - investment bank compliance - fixed income sales & trading - rates - vice president Jobs - 4846


BNY - New York,NY

Vice President, Liquidity Risk Oversight - Treasury Risk At BNY, our culture empowers you to grow and succeed. As a leading global financial services company at the center of the world's financial system we touch nearly 20%...

Date : 2024-10-01T14:08:31Z

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Siebert Williams Shank - New York,NY

Siebert Williams Shank & Co., LLC ("SWS" or the "Firm") (a FINRA-registered broker/dealer) is seeking to add a knowledgeable, driven, intellectually curious and experienced compliance professional to the team led by the Chief Compliance Officer.

Date : 2024-10-03T18:03:46Z

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Disability Solutions - New York,NY

ABOUT THE ROLE As a Trade Compliance Analyst, you will support Peloton in its execution of trade compliance strategy and ensure ongoing compliance with cross-border customs and other trade compliance requirements, wherever...

Date : 2024-10-05T04:05:32Z

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Santander Holdings USA - New York,NY

Central Compliance, Vice President- Corporate & Investment Banking New York, United States of America The Central Compliance VP Monitors activities to minimize the company's exposure to risk. Activities may include data...

Date : 2024-10-04T18:29:00Z

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Santander Holdings USA - New York,NY

Central Compliance, Vice President- Corporate & Investment Banking Country: United States of America The Central Compliance VP Monitors activities to minimize the company's exposure to risk. Activities may include data analysis, risk identification...

Date : 2024-10-05T01:34:54Z

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Larson Maddox - New York,NY

VP - Investment Banking Compliance Advice Our client, one of Europe's largest banking groups, is looking to hire an experienced Compliance professional at a Senior Manager / senior Vice President level to provide specialist...

Date : 2024-10-03T20:10:38Z

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Goldman Sachs - New York,NY

Global ComplianceOur division prevents, detects and mitigates compliance, regulatory and reputational risk across the firm and helps to strengthen the firm's culture of compliance. Compliance accomplishes these through the firm's enterprise-wide...

Date : 2024-10-02T05:20:45Z

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Citi - New York,NY

Overview of Citi:Citi is a world-leading global bank. We have approximately 200 million customer accounts and a presence in more than 160 countries and jurisdictions worldwide. We provide consumers, corporations, governments, and institutions with a...

Date : 2024-09-25T18:31:07Z

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Green Key Resources - New York,NY

Job DetailExperience Level ManagerDegree Type Bachelor of Arts (BA)Employment Full TimeWorking Type HybridSalary Type AnnuallyIndustry BankingSelling Points Fantastic opportunity to become a senior compliance testing expert.Job...

Date : 2024-10-02T05:17:20Z

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Goldman Sachs - New York,NY

Global ComplianceOur division prevents, detects and mitigates compliance, regulatory and reputational risk across the firm and helps to strengthen the firm's culture of compliance. Compliance accomplishes these through the firm's enterprise-wide...

Date : 2024-10-02T05:15:45Z

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