compliance officer - wall cross & research Jobs - 4900


Goldman Sachs - New York,NY

GLOBAL COMPLIANCE Our division prevents, detects and mitigates compliance, regulatory and reputational risk across the firm and helps to strengthen the firm's culture of compliance. Compliance accomplishes these through the firm's...

Date : 2024-09-16T18:50:49Z

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Relay Graduate School of Education - New York,NY

Priority Application Review Deadline: Sep 1, 2024 Summary: Relay Graduate School of Education (Relay) is an accredited not-for-profit institution of higher education serving thousands of...

Date : 2024-09-12T03:26:45Z

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Welltower - New York,NY

SUMMARYThe Corporate & Healthcare Compliance Leader for Welltower plays a pivotal role in ensuring adherence to regulatory requirements and industry standards within the healthcare real estate sector. This position requires a deep understanding of...

Date : 2024-09-16T19:01:08Z

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Bruin - New York,NY

Renowned family office (closely resembling a hedge fund) are seeking an experience Equity Capital Markets Compliance Officer to join their New York business. Supporting the Group Head of Compliance and US Head of Legal, you will...

Date : 2024-09-14T19:22:35Z

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Mizuho Financial group - New York,NY

Compliance Surveillance Analyst Essential Duties & Responsibilities:Maintain and monitor employee brokerage accounts. Timely follow-up with onboarding users, account disclosures and brokerage firms, to establish or remove accounts from electronic...

Date : 2024-09-16T18:49:41Z

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Navient - Horseheads,NY

Job Description Duncan Solutions, a wholly owned subsidiary of Navient, is a full-service tolling and parking management company and a leading provider of parking management services to municipal and...

Date : 2024-09-14T00:03:24Z

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UPS - Marcellus,NY

SHIFT YOUR FUTURE Warehouse Worker UPS Quick Apply Applying for this role online is quick and easy – and you could even schedule...

Date : 2024-09-14T13:05:30Z

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Center for Justice Innovation - Brooklyn,NY

THE ORGANIZATION The Center for Justice Innovation (formerly the Center for Court Innovation) is a non-profit organization that works with communities and justice systems to advance equity, increase safety, and help individuals and communities...

Date : 2024-09-16T19:03:36Z

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UPS - De Ruyter,NY

SHIFT YOUR FUTURE Warehouse Worker UPS Quick Apply Applying for this role online is quick and easy – and you could even schedule...

Date : 2024-09-14T13:05:29Z

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Confidential - New York,NY

Job Tit le Investment Adviser Compliance Our Funct ion As part of the Investment Advisory Compliance Group, this position will support firm's compliance program regarding its regulatory, contractual, and...

Date : 2024-09-15T01:24:49Z

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