compliance officer senior Jobs - 519


Source One Technical Solutions - Hicksville,NY

Source One is a consulting services company and we're currently looking for the following individual to work as a consultant to our direct client, a major utilities company in Hicksville, NY. This will be a hybrid role with 1-2 days a week in the...

Date : 2025-01-01T09:09:35Z

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City National Corporation - New York,NY

COMPLIANCE OFFICER SENIOR WHAT IS THE OPPORTUNITY? The Senior Compliance Officer within the Fair and Responsible Banking Department is responsible for managing and maintaining assigned areas of the compliance program covering Fair and Responsible...

Date : 2025-01-02T08:13:59Z

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Fernridge Group - New York,NY

Title: Compliance Associate/Officer Firm: $50B+ Alternative Asset Management Firm Location: Greenwich, CT and New York, NY Job Overview: Our client,...

Date : 2025-01-01T09:07:11Z

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Mount Sinai Health System - New York,NY

Description This individual will report directly to the Medicine Clinical Trials Office (MCTO Research Manager to assist with the management of the electronic systems most important to MCTO operations. The Regulatory Coordinator will be...

Date : 2025-01-02T08:37:36Z

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Cardea Group - New York,NY

Investment Compliance Officer (New York, NY): Our client, a hedge fund with over $3B in AUM is seeking an experienced Investment Compliance Officer to join their team a newly created position to lead surveillance initiatives...

Date : 2025-01-03T11:18:42Z

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Citizens Bank - Tarrytown,NY

Description The Compliance Team Lead will have responsibilities within the compliance program for the Citizens Private Wealth segment of Citizens Wealth Management, including its registered investment advisor, broker-dealer and trust...

Date : 2025-01-02T08:13:24Z

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American International Group - New York,NY

Position Summary: AIG's Investments group is responsible for managing the investment assets of AIG, including affiliated insurance companies, through internal and external managers The Investments Compliance team provides compliance and...

Date : 2025-01-02T08:12:43Z

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Hudson RPO - New York,NY

At Hudson RPO, we're shaping the future of talent. From recruitment process outsourcing (RPO) to employer branding and across the complete talent life-cycle, we thrive in delivering world-class customer and...

Date : 2025-01-01T09:07:17Z

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New York City, NY - Jamaica,NY

Open to candidates who are permanent in the civil service title of Administrative Manager or comparable civil service titles including but not limited to Administrative Staff Analyst, Health Services Manager, Administrative Investigator,...

Date : 2025-01-02T08:12:52Z

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Cantor Fitzgerald - New York,NY

Job Title: Research Compliance Officer Location: New York, NY Firm Overview: Cantor Fitzgerald L.P., with over 12,000 employees, has been a...

Date : 2025-01-03T11:19:06Z

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