compliance operations senior associate Jobs - 6394


RSM US LLP - New York,NY

We are the leading provider of professional services to the middle market globally, our purpose is to instill confidence in a world of change, empowering our clients and people to realize their full potential. Our...

Date : 2024-10-01T05:14:11Z

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Santander Holdings USA - New York,NY

Central Compliance, Vice President- Corporate & Investment Banking New York, United States of America The Central...

Date : 2024-10-01T22:05:20Z

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Citi - New York,NY

Serves as a senior Research, Marketing, and Content Compliance Officer for Independent Compliance Risk Management (ICRM) responsible for establishing internal strategies, policies, procedures, processes, and programs to prevent violations of law,...

Date : 2024-10-02T01:03:37Z

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FINRA - New York,NY

The Principal Compliance Analyst in Transparency Services works in partnership with the Senior Principal Compliance Analyst to manage all aspects of compliance with respect to the Regulation Systems Compliance and Integrity (Regulation SCI) rule,...

Date : 2024-10-02T01:03:37Z

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RSM US LLP - New York,NY

We are the leading provider of professional services to the middle market globally, our purpose is to instill confidence in a world of change, empowering our clients and people to realize their full potential. Our...

Date : 2024-10-01T05:11:48Z

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NY CREATES - Albany,NY

About NY CREATES: NY CREATES is a world-leading R&D, innovation hub and commercialization facilitator in advanced digital, analog and power technologies. NY CREATES serves as a bridge for advanced...

Date : 2024-09-25T18:06:33Z

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Center for Justice Innovation - Brooklyn,NY

THE ORGANIZATION The Center for Justice Innovation is a community justice organization that centers safety and racial justice. Since our founding in 1996, the Center has partnered with community members, courts, and the people...

Date : 2024-09-25T07:22:56Z

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Trevose Partners Limited - New York,NY

Our client is a well-established global investment management firm located in New York. Job Summary As a Senior Compliance Analyst on the Portfolio & Trading Compliance team, you will play a pivotal role in...

Date : 2024-09-29T19:15:57Z

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Citi - New York,NY

Serves as a senior compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for establishing internal strategies, policies, procedures, processes, and programs to prevent violations of law, rule, or regulation and design...

Date : 2024-09-25T18:31:09Z

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Danaher Corporation - Port Washington,NY

Find what drives you on a team with a more than 75-year history of discovery, determination, and innovation. As a global leader in high-tech filtration, separation, and purification, Pall Corporation thrives on helping our customers solve their...

Date : 2024-09-25T18:28:43Z

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