compliance surveillance analyst Jobs - 5559


Mizuho Financial group - New York,NY

Compliance Surveillance Analyst Essential Duties & Responsibilities:Maintain and monitor employee brokerage accounts. Timely follow-up with onboarding users, account disclosures and brokerage firms, to establish or remove accounts from electronic...

Date : 2024-09-16T18:49:41Z

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Santander Holdings USA - New York,NY

Market Risk Valuation & Market Surveillance– Associate / VP New York, United States of America Santander...

Date : 2024-09-16T16:08:09Z

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Goldman Sachs - New York,NY

GLOBAL COMPLIANCE Our division prevents, detects and mitigates compliance, regulatory and reputational risk across the firm and helps to strengthen the firm's culture of compliance. Compliance accomplishes these through the firm's...

Date : 2024-09-16T18:50:49Z

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Revolut - New York,NY

About RevolutPeople deserve more from their money. More visibility, more control, more freedom. And since 2015, Revolut has been on a mission to deliver just that. With an arsenal of awesome products that span spending, saving, travel, transfers,...

Date : 2024-09-16T18:51:13Z

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Goldman Sachs - New York,NY

Global Compliance Our division prevents, detects and mitigates compliance, regulatory and reputational risk across the firm and helps to strengthen the firm's culture of compliance. Compliance accomplishes these through the firm's...

Date : 2024-09-16T19:01:07Z

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Citi - New York,NY

Serves as a Markets Fixed Income Product Compliance officer for Independent Compliance Risk Management (ICRM). Specific coverage areas include: Global Rates, Markets Treasury, XVA, Citi Treasury Investments, Markets Quantitative Analysis, and...

Date : 2024-09-16T19:01:09Z

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Danaher Corporation - Port Washington,NY

Find what drives you on a team with a more than 75-year history of discovery, determination, and innovation. As a global leader in high-tech filtration, separation, and purification, Pall Corporation thrives on helping our customers solve their...

Date : 2024-09-16T19:02:46Z

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Morgan Stanley - New York,NY

DescriptionA Global bank seeks a Vice President to join the Volcker Central Office (VCO) in its Compliance Department. The VCO is responsible for the implementation and management of the overall compliance program for the Volcker Rule. On a...

Date : 2024-09-16T18:49:20Z

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Clean Harbors - Avon,NY

JOB DESCRIPTION Clean Harbors in Avon, NY is seeking a Retail Route Driver (CDL B Req-Retail Technician) to provide comprehensive environmental services including collection and disposal of damaged, discarded, or...

Date : 2024-09-12T22:02:57Z

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CIBC Bank - New York,NY

We're building a relationship-oriented bank for the modern world. We need talented, passionate professionals who are dedicated to doing what's right for our clients.At CIBC, we embrace your strengths and your ambitions, so you are empowered at work.

Date : 2024-09-16T19:00:59Z

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