compliance surveillance analyst Jobs - 511


Oppenheimer & - New York,NY

Who We Are: Oppenheimer & Co. Inc. (Oppenheimer) is a leading middle-market investment bank and full service broker-dealer. With roots tracing back to 1881, the Company is engaged in a broad range of activities in the financial services...

Date : 2025-01-02T08:12:08Z

Apply Now! Similar Jobs

New York City, NY - New York,NY

PLEASE NOTE APPLICANTS MUST BE PERMANENT IN THE ASSOCIATE STAFF ANALYST CIVIL SERVICE TITLE.OR IN A COMPARABLE TITLE ELIGIBLE FOR 6.1.9. The DSS Accountability Office's ORCA is charged with working closely with internal and external partners...

Date : 2025-01-02T08:29:57Z

Apply Now! Similar Jobs

Optiver - Amsterdam,NY

Are you looking for a team where your contributions truly matter? Do you thrive in a collaborative environment where success is shared, and support is constant? If you see laws and regulations as tools for driving progress and enjoy exploring new...

Date : 2025-01-02T08:36:31Z

Apply Now! Similar Jobs

National Grid - Albany,NY

About us National Grid is hiring a Lead Analyst - Compliance for our Customer Program Assurance in the following locations: Syracuse NY, Albany NY, Brooklyn NY, Melville NY, or Hicksville, NY. Every day we deliver safe and secure...

Date : 2025-01-02T08:12:54Z

Apply Now! Similar Jobs

Brown Brothers Harriman - Utica,NY

At BBH we value diverse backgrounds, so if your experience looks a little different from what we've outlined and you think you can bring value to the role, we will still welcome your application! What You Can Expect At BBH: If you join...

Date : 2025-01-02T08:14:34Z

Apply Now! Similar Jobs

Goldman Sachs - New York,NY

GLOBAL COMPLIANCE Our division prevents, detects and mitigates compliance, regulatory and reputational risk across the firm and helps to strengthen the firm's culture of compliance. Compliance accomplishes these through the firm's...

Date : 2025-01-02T08:37:08Z

Apply Now! Similar Jobs

Goldman Sachs - New York,NY

Global Compliance Our division prevents, detects and mitigates compliance, regulatory and reputational risk across the firm and helps to strengthen the firm's culture of compliance. Compliance accomplishes these through the firm's...

Date : 2025-01-02T08:13:41Z

Apply Now! Similar Jobs

NYSTEC - Albany,NY

About UsNYSTEC is a nonprofit technology consulting company advising agencies organizations institutions and businesses since 1996 Were independent and vendor neutral so we have our clients best interests at heart At NYSTEC we know that we succeed...

Date : 2025-01-02T08:36:50Z

Apply Now! Similar Jobs

BGC Partners - New York,NY

Job Title: Compliance Analyst- US Control Room Location: In office New York, NY Firm Overview: Cantor Fitzgerald is a diversified company primarily specializing in financial and real estate services for institutional and...

Date : 2025-01-02T08:34:19Z

Apply Now! Similar Jobs

Societe Generale - New York,NY

Responsibilities The candidate will be responsible for leading the execution of Testing reviews as part of the risk-based Annual Compliance Testing plan. The Testing reviews aim at assessing and auditing the quality of the controls in place to...

Date : 2025-01-01T07:05:22Z

Apply Now! Similar Jobs