compliance surveillance analyst Jobs - 379


Oppenheimer & - New York,NY

Who We Are: Oppenheimer & Co. Inc. (Oppenheimer) is a leading middle-market investment bank and full service broker-dealer. With roots tracing back to 1881, the Company is engaged in a broad range of activities in the financial services...

Date : 2025-01-02T08:12:08Z

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Brown Brothers Harriman - Utica,NY

At BBH we value diverse backgrounds, so if your experience looks a little different from what we've outlined and you think you can bring value to the role, we will still welcome your application! What You Can Expect At BBH: If you join...

Date : 2025-01-02T08:14:34Z

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Santander Holdings USA - New York,NY

Market Risk Valuation & Market Surveillance– Associate / VP Country: United States of America Santander Capital...

Date : 2025-01-06T02:03:20Z

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Optiver - Amsterdam,NY

Are you looking for a team where your contributions truly matter? Do you thrive in a collaborative environment where success is shared, and support is constant? If you see laws and regulations as tools for driving progress and enjoy exploring new...

Date : 2025-01-02T08:36:31Z

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National Grid - Albany,NY

About us National Grid is hiring a Lead Analyst - Compliance for our Customer Program Assurance in the following locations: Syracuse NY, Albany NY, Brooklyn NY, Melville NY, or Hicksville, NY. Every day we deliver safe and secure...

Date : 2025-01-02T08:12:54Z

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Millennium Management - New York,NY

Compliance Analyst The Compliance Department at Millennium serves to adopt, implement, and enforce a Compliance program, including policies and procedures, processes, systems, controls, surveillance, testing and reporting, which is designed...

Date : 2025-01-02T08:12:41Z

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Cardea Group - New York,NY

Compliance Professional (New York, NY): Our client, a prominent private equity and private credit fund with over $100B in AUM, is looking for a driven Compliance Professional to join their dynamic, collaborative team. This is a...

Date : 2025-01-06T04:12:18Z

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Point72 - Stamford,NY

A Career with Point72's Compliance Department The Point72 Compliance department is an industry-leading team of professionals that supports global investment and trading activities by establishing and enforcing the Firm's...

Date : 2025-01-01T06:42:17Z

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Citi - Getzville,NY

Serves as a compliance risk analyst for Independent Compliance Risk Management (ICRM)'s Surveillance team responsible for the design, implementation, and oversight for a suite of surveillances designed to detect behaviors that may violate...

Date : 2025-01-02T08:28:47Z

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Mvp Health Plan - Schenectady,NY

At MVP Health Care, we're on a mission to create a healthier future for everyone - which requires innovative thinking and continuous improvement. To achieve this, we're looking for a Government Programs Analyst to join #TeamMVP. This is the...

Date : 2025-01-02T08:13:56Z

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