compliance surveillance group manager (svp) syndicate surveillance Jobs - 573


American Express - New York,NY

**Description** **You Lead the Way. Weve Got Your Back.** With the right backing, people and businesses have the power to progress in incredible ways. When you join Team Amex, you become part of a global and diverse...

Date : 2025-01-01T07:00:11Z

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Citi - Getzville,NY

Serves as a compliance risk manager for Independent Compliance Risk Management (ICRM)s Surveillance team responsible for the design, implementation, and oversight for a suite of Syndicate surveillances designed to detect behaviors that may...

Date : 2025-01-01T06:33:34Z

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Raymond James - New York,NY

Job Summary The Senior Vice President, Chief Risk Officer for the Private Client and Asset Management business reports to the Chief Risk Officer of Raymond James Financial and is responsible for comprehensive and strategic risk management...

Date : 2025-01-02T08:14:24Z

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Related Companies - Corona,NY

Responsibilities The Senior Director of Compliance, under the guidance and supervision of the Senior Vice President, General Counsel, is responsible for ensuring compliance in affordable housing programs within Related Management's...

Date : 2025-01-02T08:13:55Z

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Nippon Express USA - Jamaica,NY

Overview Nippon Express Company, Ltd. ("NX") was founded in 1872 in Japan and is headquartered in Tokyo. NX employs approximately 72,000 employees at 733 locations, in 47 countries and 314 cities around the world. Nippon Express...

Date : 2025-01-02T08:30:05Z

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Cantor Fitzgerald - New York,NY

Job Title: AVP – Surveillance and Compliance Advisory – Regulatory Control Group Location: New York, NY / Hybrid Firm Overview: Cantor...

Date : 2025-01-01T09:10:17Z

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Inspyr Solutions - New York,NY

Title: Compliance and Risk Analyst IVLocation: New York, NYCompensation: $60.00-$70.00/HourDuration: 8+ month contractWork Requirement: US Citizen, GC Holder, or Authorized to work in the U.S.Overview:Liquidity Risk Management and / or Liquidity...

Date : 2025-01-01T06:35:16Z

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Morningstar - New York,NY

About the Role The analyst selected will become an expert in surveilling Single Family Rental and Reverse Mortgage securitizations. Upon performing a deep-dive, the analyst will formulate a memo summarizing the transaction and including...

Date : 2025-01-02T08:13:27Z

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Citi - Getzville,NY

Serves as a compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for establishing internal strategies, policies, procedures, processes, and programs to prevent violations of law, rule, or regulation and design and...

Date : 2025-01-02T08:13:58Z

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BNY - New York,NY

Vice President, Corporate Communications, Digital Assets & Growth Ventures At BNY, our culture empowers you to grow and succeed. As a leading global financial services company at the center of the world's financial system we touch nearly...

Date : 2025-01-02T15:19:30Z

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