A leading FinTech in NYC is looking to bring on an AVP Compliance to its RIA arm. This position will serve as the regulatory counterpart to the VP, Legal, and work together on all legal & regulatory functions related to registered funds.
Job DetailExperience Level ManagerDegree Type Bachelor of Arts (BA)Employment Full TimeWorking Type HybridSalary Type AnnuallyIndustry BankingSelling Points Fantastic opportunity to become a senior compliance testing expert.Job...
Serves as a Services product compliance risk officer across the North American Cluster for Independent Compliance Risk Management (ICRM) responsible for assisting with internal strategies, policies, procedures, processes, and programs to prevent...
Job Summary: VP, Risk Management provides strategic direction and leadership for all enterprise risk management and insurance functions for WMCHealth Network. This individual is responsible for the design, implementation,...
Central Compliance, Vice President- Corporate & Investment Banking page is loaded Central Compliance, Vice President- Corporate & Investment Banking Apply locations Madison Ave Corp time type Full time posted on Posted 30+ Days Ago time...
Central Compliance, Vice President- Corporate & Investment Banking New York, United States of America The Central Compliance VP Monitors activities to minimize the company's exposure to risk. Activities may include data...
Central Compliance, Vice President- Corporate & Investment Banking page is loaded Central Compliance, Vice President- Corporate & Investment Banking Apply locations Madison Ave Corp time type Full time posted on Posted 30+ Days Ago time...
VP, Compliance - Marketing (New York, NY): Our client, a prominent asset manager with more than $40B in AUM, is looking to hire an exceptional Vice President of Compliance with a focus on marketing material review. This leadership...
Aptiv is seeking a high energy, top performer to join its growing Global Legal & Compliance Team in New York City, reporting to the Vice President, Chief Compliance, Regulatory & Risk Counsel You'll be one of 200,000 sharpest...
Apply Req ID: Req1358137 Date posted 08/26/2024 Central Compliance, Vice President- Corporate & Investment Banking New York, United States of America The Central Compliance VP Monitors activities to minimize the company's...