compliance, swap dealer Jobs - 602
Chief Compliance Officer – Corpay Cross-Border Division
Corpay - New York,NY
Chief Compliance Officer – Corpay Cross-Border Division Wednesday, February 19, 2025 About Corpay's Cross-Border Division Corpay's Cross-Border Division provides global payment and currency risk management...
Compliance Officer – Fixed Income Compliance
Madison-Davis, LLC - New York,NY
Compliance Officer – Fixed Income Compliance Investment bank located in Midtown Manhattan looking to bring on board a Compliance Officer – Fixed Income Compliance to join their team. The firm is currently in a hybrid model (3 days in...
SVP, Compliance Product Sr Officer - Swap Dealer Compliance - C14 (New York)
Citi - New York,NY
The Swap Dealer Compliance Senior Vice President will serve as a key contributor on the team responsible for coordinating Citi's global Swap Dealer and Security-Based Swap Dealer Independent Compliance Risk Management (ICRM) program. The...
Compliance Director, Security-Based Swap Dealer
Hamlyn Williams - New York,NY
Compliance Director, Security-Based Swap Dealer Location: NYC – Hybrid Hamlyn Williams has partnered with one of the largest foreign investment banks, based in NYC, NY that is looking to bring on a Compliance...
Broker/Dealer Compliance Associate
Siebert Williams Shank - Manhattan,NY
Summary Siebert Williams Shank & Co., LLC (“SWS” or the “Firm”) (a FINRA-registered broker/dealer) is seeking to add a motivated compliance professional to assist the Compliance team led by the Chief Compliance Officer. The successful...
Currency Transaction Reporting (CTR) Compliance Manager, Anti-Money Laundering (AML)
Capital One - Melville,NY
Currency Transaction Reporting (CTR) Compliance Manager, Anti-Money Laundering (AML) The Currency Transaction Reporting (CTR) Compliance Manager performs a key risk management role (second line of defense) by ensuring that business lines...
Director, Security – Based Swap Dealer Compliance Advisor
Madison-Davis, LLC - New York,NY
Director, Security – Based Swap Dealer Compliance Advisor International investment bank located in Midtown Manhattan looking to bring on board a “Director, Security – Based Swap Dealer Compliance Advisor” to join their team. This...
Chief Compliance Officer Contract to Hire
ATTIX - New York,NY
Job Summary We are seeking a dedicated and detail-oriented Compliance Officer to join our team. This pivotal role involves overseeing the SEC securities-related activities, including communication, trading,...
Assistant General Counsel - Swap Dealer Attorney
U.S. Bank - New York,NY
At U.S. Bank, we're on a journey to do our best. Helping the customers and businesses we serve to make better and smarter financial decisions and enabling the communities we support to grow and succeed. We believe it takes all of us to bring our...
Patient Care Associate-GP 6 West - Mount Sinai Hospital - Part-time Day - 7am-3:30pm -EOW
Mount Sinai Health System - New York,NY
Job Description As an integral part of the clinical care team, the Patient Care Associate is responsible for patient care and support activities promoting patient focused care within the Specialty Service. The Patient Care...