The Associate Director Regulatory Affairs will provide leadership on global regulatory activities for the assigned products. Responsibility will mainly focus on Clinical Regulatory filings and provide regulatory leadership on the project teams in...
Head of Compliance, Regulatory Initiatives, TD SecuritiesHead of Compliance, Regulatory Initiatives, TD SecuritiesApply: Remote type HybridLocations: New York, New YorkTime Type: Full timePosted On: Posted 2 Days AgoTime Leftto Apply: End Date:...
Location: Midtown Manhattan - Hybrid Compensation: $120K-$150K base + bonus Responsibilities: Compliance: • Manage process for...
Position Overview Position Overview: The Compliance Analyst/Associate will work closely with junior and senior members of Apollo's Compliance team to ensure regulatory compliance across Apollo's global investment platform.
A leading investment firm specialized in secondary markets is seeking a Compliance Director to join their legal and compliance team. This exciting role offers the opportunity to work closely with the Chief Operating Officer, Legal Counsel, and...
Part of the Interparfums group founded in 1982, Interparfums USA develops, manufactures and distributes prestige perfumes and cosmetics as the exclusive worldwide licensee for Abercrombie & Fitch, Anna Sui, DKNY, Donna Karan, Dunhill, Graff,...
About the Role: Grade Level (for internal use): 14 The Role: Head of Product, Regulatory & Compliance The Team: The Enterprise Solutions business within S&P Global Market...
The Senior Group Manager position is an integral member of the Global Regulatory Reporting Group (GRR). The GRR Group is a high-profile function, providing financial information to the regulators including the Federal Reserve Bank (FRB) and Office of...
Job Purpose: BTIG seeks a dynamic Human Resource professional to lead its U.S. HR department and coordinate the firm's Global HR Team. This is a Director level position, and the successful candidate will have experience...
The Company: The Wealth Alliance is a Melville, New York-based hybrid registered investment advisory firm. WA was founded in 2019 and currently employs over 20 professionals, including Certified Financial...