director, regulatory compliance - broker dealer Jobs - 670


Avantor - Stamford,NY

The Opportunity: In this role, you will report to the supervisor of site...

Date : 2024-11-28T00:02:59Z

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Avantor - Hobart,NY

The Opportunity: In this role, you will report to the supervisor of site...

Date : 2024-11-28T00:03:00Z

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UPS - Hoosick,NY

SHIFT YOUR FUTURE Seasonal Support Driver SHIFT YOUR TEAM Who exactly are UPS Seasonal Support Drivers? As a Seasonal Support Driver you'll deliver packages throughout their communities, connecting with...

Date : 2024-12-02T19:44:27Z

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UPS - Hoosick,NY

SHIFT YOUR FUTURE Seasonal Support Driver SHIFT YOUR TEAM Who exactly are UPS Seasonal Support Drivers? As a Seasonal Support Driver you'll deliver packages throughout their communities, connecting with...

Date : 2024-12-02T19:44:34Z

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Direct TV - New York,NY

At DIRECTV our amazing people, combined with a culture that thrives on collaboration and creativity, are the foundation that create a great place to work. We empower our people to push the limits of what's possible, driving groundbreaking...

Date : 2024-12-02T03:06:33Z

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Atlantic Group - New York,NY

Location: Midtown Manhattan Compensation: $180K-$220K + bonus Our client, a $45 billion private credit firm is seeking a compliance professional to join their legal and compliance team. This...

Date : 2024-11-30T04:20:15Z

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Kashable - New York,NY

The Company Kashable is a fast growing, venture-backed FinTech startup headquartered in NYC. We provide inclusive, socially responsible, low-cost credit to American employees offered as a voluntary benefit through...

Date : 2024-12-01T03:22:27Z

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Tandym Group - New York,NY

A tech investment firm in New York City is currently seeking an experienced Finance professional to join their growing team as their new Head of Regulatory Reporting Swap Dealer. In this role, the Head of Regulatory Reporting Swap Dealer will be...

Date : 2024-11-26T06:30:01Z

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Goldman Sachs - New York,NY

GLOBAL COMPLIANCE Our division prevents, detects and mitigates compliance, regulatory and reputational risk across the firm and helps to strengthen the firm's culture of compliance. Compliance accomplishes these through the firm's enterprise-wide...

Date : 2024-11-26T07:34:05Z

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City of New York - New York,NY

Job Description The New York City Department of Small Business Services (SBS) is a dynamic, client-centered agency whose mission is to serve New Yorks small businesses, jobseekers and commercial districts. SBS makes it easier for...

Date : 2024-11-30T06:43:26Z

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