director, regulatory compliance - broker dealer Jobs - 515


American Express - New York,NY

**Description** **You Lead the Way. Weve Got Your Back.** With the right backing, people and businesses have the power to progress in incredible ways. When you join Team Amex, you become part of a global and diverse...

Date : 2025-01-01T07:06:13Z

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Highview National Insurance Company - Spring Valley,NY

Now Hiring!: Director of Risk Management Location: Spring Valley, NY 10977 Compensation: $200,000 - $275,000 annually What's in it for You: Medical,...

Date : 2025-01-05T03:23:07Z

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American Express - New York,NY

**Description** **You Lead the Way. Weve Got Your Back.** With the right backing, people and businesses have the power to progress in incredible ways. When you join Team Amex, you become part of a global and diverse...

Date : 2025-01-01T07:00:11Z

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Nomura - New York,NY

Corporate Title: Associate / VP Department: Finance Location: New York The base pay range for this position at commencement of employment is expected to be between $130K and $160K/year* Company overview Nomura is a...

Date : 2025-01-02T08:30:02Z

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Hermes Paris - New York,NY

The Team: The Human Resources team supports our employee population by providing the structure, care, and development needed for individual employees to be successful in their own careers, which in turn contributes to the overall growth and...

Date : 2025-01-01T06:38:07Z

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Mitchell Martin - Bronx,NY

Title: Senior Director of Regulatory Affairs Location: Remote (Nationwide) Employment Type: Full-Time/Perm Description: Lead and...

Date : 2025-01-02T08:32:32Z

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MetroPlusHealth - New York,NY

Empower. Unite. Care. MetroPlusHealth is committed to empowering New Yorkers by uniting communities through care. We believe that Health care is a right, not a privilege. If you have compassion and a collaborative...

Date : 2025-01-02T08:12:22Z

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BNY Mellon - New York,NY

At BNY, our culture empowers you to grow and succeed. As a leading global financial services company at the center of the world's financial system we touch nearly 20% of the world's investible assets. Every day around the globe, our 50,000+ employees...

Date : 2025-01-02T08:35:42Z

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Merck - Albany,NY

**Job Description** The Executive Director, Device Quality & Regulatory will play a pivotal leadership role within the organization, overseeing the quality assurance and regulatory CMC for complex medical devices, including auto-injectors...

Date : 2025-01-01T07:03:50Z

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Hold Brothers Capital, LLC - New York,NY

About the job Hold Brothers Capital, LLC, a leading self-clearing broker-dealer, is looking for a Compliance Associate/Officer to join the team. He/she will help with the delivery of expert...

Date : 2025-01-02T14:10:08Z

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