director, regulatory compliance - broker dealer Jobs - 664


UPS - Hoosick,NY

SHIFT YOUR FUTURE Seasonal Support Driver SHIFT YOUR TEAM Who exactly are UPS Seasonal Support Drivers? As a Seasonal Support Driver you'll deliver packages throughout their communities, connecting with...

Date : 2024-12-03T15:34:10Z

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UPS - Hoosick,NY

SHIFT YOUR FUTURE Seasonal Support Driver SHIFT YOUR TEAM Who exactly are UPS Seasonal Support Drivers? As a Seasonal Support Driver you'll deliver packages throughout their communities, connecting with...

Date : 2024-12-02T19:44:27Z

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Avantor - Jefferson,NY

The Opportunity: In this role, you will report to the supervisor of site...

Date : 2024-11-28T00:03:00Z

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Tandym Group - New York,NY

A tech investment firm in New York City is currently seeking an experienced Finance professional to join their growing team as their new Head of Regulatory Reporting Swap Dealer. In this role, the Head of Regulatory Reporting Swap Dealer will be...

Date : 2024-11-26T06:30:01Z

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Kashable - New York,NY

The Company Kashable is a fast growing, venture-backed FinTech startup headquartered in NYC. We provide inclusive, socially responsible, low-cost credit to American employees offered as a voluntary benefit through...

Date : 2024-12-01T03:22:27Z

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Atlantic Group - New York,NY

Location: Midtown Manhattan Compensation: $225K-$300K total compensation Job Description The Legal and Compliance Department consists of the General Counsel, the...

Date : 2024-11-30T04:20:27Z

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Goldman Sachs - New York,NY

GLOBAL COMPLIANCE Our division prevents, detects and mitigates compliance, regulatory and reputational risk across the firm and helps to strengthen the firm's culture of compliance. Compliance accomplishes these through the firm's enterprise-wide...

Date : 2024-11-26T07:34:05Z

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Trevose Partners Limited - New York,NY

Our client is a well-established global investment management firm located in New York. Job Summary As a Senior Compliance Analyst on the Portfolio & Trading Compliance team, you will play a pivotal role in...

Date : 2024-11-28T06:30:44Z

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Alvarez & Marsal - New York,NY

Description Director, Disputes and Investigations - Broker Dealer Alvarez & Marsal is a premier independent global professional services firm specializing in providing turnaround management, restructuring, performance improvement and...

Date : 2024-12-02T08:36:03Z

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Green Key Resources - New York,NY

Top global alternative asset manager seeks an AVP to join the compliance team within the Legal and Regulatory division. This person would be responsible for handling all broker dealer compliance. This role presents an excellent...

Date : 2024-11-30T04:20:20Z

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