director, regulatory compliance - broker dealer Jobs - 670


UPS - Petersburg,NY

SHIFT YOUR FUTURE Seasonal Support Driver SHIFT YOUR TEAM Who exactly are UPS Seasonal Support Drivers? As a Seasonal Support Driver you'll deliver packages throughout their communities, connecting with...

Date : 2024-12-02T19:44:40Z

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City of New York - New York,NY

Job Description The New York City Department of Small Business Services (SBS) is a dynamic, client-centered agency whose mission is to serve New Yorks small businesses, jobseekers and commercial districts. SBS makes it easier for...

Date : 2024-11-30T06:43:26Z

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XTransfer - all cities,NY

Job Description: Assist in preparing and submitting money transmitter license applications, renewals, and periodic reports, and support the team during examinations and respond to inquiries from...

Date : 2024-11-30T04:20:42Z

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Capital One - New York,NY

NYC 299 Park Avenue (22957), United States of America, New York, New YorkCompliance Advisor Senior ManagerThe Compliance Advisor Senior Manager will report directly to the Commercial Broker Dealer Chief Compliance Officer. This role will support...

Date : 2024-11-26T07:31:23Z

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Citi - New York,NY

The Senior Group Manager position is an integral member of the Global Regulatory Reporting Group (GRR). The GRR Group is a high-profile function, providing financial information to the regulators including the Federal Reserve Bank (FRB) and Office of...

Date : 2024-11-26T07:31:01Z

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Alvarez & Marsal - New York,NY

Description Director, Disputes and Investigations - Broker Dealer Alvarez & Marsal is a premier independent global professional services firm specializing in providing turnaround management, restructuring, performance improvement and...

Date : 2024-12-02T08:36:03Z

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Coforge - all cities,NY

Role: Senior Business Analyst with Financial Broker Dealer industry experience Key Skills: Business Analysis, Mutual Funds, Fixed Income, Broker Dealer, Security Finance Experience: 10+...

Date : 2024-11-30T04:20:26Z

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Navient - Horseheads,NY

Duncan Solutions, a wholly owned subsidiary of Navient, is a full-service tolling and parking management company and a leading provider of business processing services to government clients, including citation processing, debt collection,...

Date : 2024-11-24T00:06:20Z

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Blue Ocean Wealth Solutions - East Hills,NY

Branch Compliance Manager - Compliance Department Blue Ocean Wealth Solutions, LLC East Hills, NY Blue Ocean Wealth Solutions, LLC helps people accomplish their most important financial goals...

Date : 2024-11-30T04:20:00Z

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eMerge - Rochester,NY

Emerge is actively recruiting for a COMPLIANCE ASSOCIATE with a fantastic financial advisory client firm of ours. Our client is growing and searching for a full-time Compliance Associate to assist with supporting that growth. Our...

Date : 2024-12-02T19:09:45Z

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