director, regulatory compliance - broker dealer Jobs - 482


Phaxis - New York,NY

Currently partnered with an well-established Insurance Firm with an Asset Management arm. Due to growth, they are looking to bring on an Compliance Officer to join the compliance team. HYBRID- In office 3 days a...

Date : 2025-02-27T19:22:44Z

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Grey Matter Concepts - New York,NY

Job Overview The Senior Testing Associate will lead and manage product testing processes for private label and national brand products, ensuring compliance with retailer-specific quality standards. The role requires...

Date : 2025-03-02T02:06:16Z

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Broadridge - New York,NY

At Broadridge, we've built a culture where the highest goal is to empower others to accomplish more. If you're passionate about developing your career, while helping others along the way, come join the Broadridge team. The CFO, BBD and BRCC...

Date : 2025-03-01T06:08:59Z

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Lactalis Heritage Dairy - Walton,NY

TITLE: Quality Compliance Supervisor REPORTS TO: Quality Manager LOCATION: Walton, New York Lactalis Heritage Dairy is currently seeking candidates to join our...

Date : 2025-03-01T10:12:16Z

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Credit Agricole CIB - New York,NY

Summary of the position The Lead Auditor conducts audit assignments primarily in 2nd line corporate regulatory compliance from planning to issuance of the final report. This includes an assessment of the audited...

Date : 2025-03-01T03:19:10Z

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KPMG - New York,NY

The KPMG Advisory practice is currently our fastest growing practice. We are seeing tremendous client demand, and looking forward we don't anticipate that slowing down. In this ever-changing market environment, our professionals must be adaptable...

Date : 2025-03-01T07:17:03Z

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Westchester Jewish Community Services - White Plains,NY

Overview: WJCS is seeking a dedicated and experienced Compliance Officer to join our team. This role oversees the implementation and management of the agency-wide Compliance program and provides expert guidance to...

Date : 2025-02-21T02:07:56Z

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Robert Half - New York,NY

To apply to this hybrid opportunity in equity sales, trading & capital markets- Please submit your application here & send your updated resume to ...@roberthalf.com. 🚨 Exciting Compliance Manager...

Date : 2025-02-28T02:19:34Z

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SCO Family of Services - New York,NY

PURPOSE OF THE POSITION: The Program Director provides leadership and support to the Residential Treatment Facility. Provides oversight of the budget and other administrative tasks and ensures the quality of services...

Date : 2025-02-24T04:19:09Z

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KPMG - Melville,NY

The KPMG Advisory practice is currently our fastest growing practice. We are seeing tremendous client demand, and looking forward we don't anticipate that slowing down. In this ever-changing market environment, our professionals must be adaptable...

Date : 2025-03-01T07:17:44Z

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