ethics risk officer i- conduct risk Jobs - 433


SGS Societe Generale de Surveillance SA - New York,NY

Responsibilities Day-to-Day Responsibilities: Portfolio Analysis, Front Office and Client InteractionCovers primarily Central Clearing Counterparties (CCPs), Financial Institutions, Broker Dealers, and...

Date : 2025-01-07T19:31:13Z

Apply Now! Similar Jobs

Multi-Color Corporation - Rochester,NY

Build your Career with an Industry Leader As the global leader of premium labels, MCC helps brands stand out in competitive markets and inspire positive consumer experiences. Backed by over a century of printing experience, MCC is focused on the...

Date : 2025-01-07T02:04:02Z

Apply Now! Similar Jobs

Syntricate Technologies - New York,NY

BA Risk Specialist New York City, NY (3 days Onsite - Hybrid) 12+ months Web Cam Interview $65/Hr on W2 Notes:...

Date : 2025-01-01T07:02:26Z

Apply Now! Similar Jobs

Mizuho Financial group - New York,NY

About the Team Americas Compliance, as a control function within the firm's second line of defense as well as a business partner, assists the firm in cultivating a strong Culture of Compliance and embedding the highest ethical standards and...

Date : 2025-01-01T07:04:18Z

Apply Now! Similar Jobs

Morgan Stanley - Purchase,NY

Morgan Stanley is a leading global financial services firm providing a wide range of investment banking, securities, investment management and wealth management services. The Firm's employees serve clients worldwide including corporations,...

Date : 2025-01-01T16:07:52Z

Apply Now! Similar Jobs

Lili - New York,NY

Lili is a financial platform built specifically for businesses, revolutionizing the way entrepreneurs manage their business finances. By consolidating complex tools and processes into a seamless, user-friendly experience, Lili empowers...

Date : 2025-01-02T14:08:54Z

Apply Now! Similar Jobs

AscendHire - Brooklyn,NY

Risk Officer Broker-Dealer/Clearing Series 7, 24 preferred! Dallas or Brooklyn Locations-Hybrid $180-250 base +...

Date : 2025-01-03T14:25:13Z

Apply Now! Similar Jobs

Citizens Bank - Tarrytown,NY

Description The Compliance Team Lead will have responsibilities within the compliance program for the Citizens Private Wealth segment of Citizens Wealth Management, including its registered investment advisor, broker-dealer and trust...

Date : 2025-01-02T08:13:24Z

Apply Now! Similar Jobs

PMA Companies - De Witt,NY

...

Date : 2025-01-05T09:10:50Z

Apply Now! Similar Jobs

Axelon Services Corporation - New York,NY

Global Financial Firm located in NEW YORK,NY has an immediate contract opportunity for an experienced FRTB Risk Control BA "This role is currently on a Hybrid Schedule. You will need to have reliable...

Date : 2025-01-01T06:33:19Z

Apply Now! Similar Jobs