financial industry regulatory authority Jobs in new york,ny - 621


Scotiabank - New York,NY

Title: Director, Legal Counsel, Bank Regulatory Attorney Requisition ID: 209636 Salary Range: 240,000.00 - 286,000.00 Please note that the Salary Range shown is a guideline only. Salary offered may...

Date : 2024-11-16T07:48:14Z

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Atlantic Group - all cities,CA

Location: Los Angeles or San Francisco Compensation: $130k-$180k base + bonus Responsibilities: Lead and support the sales cycle; pitches, proposals, and general...

Date : 2024-11-15T03:08:46Z

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Mizuho Financial group - New York,NY

Regulatory Reporting Associate About the Team The Regulatory Reporting Unit files regulatory reports for Mizuho Bank, Ltd. - New York Branch, Mizuho Bank, Ltd. - Cayman Branch, Mizuho Bank (USA), and Mizuho Bank (USA) - Nassau...

Date : 2024-11-14T08:38:28Z

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Unreal Gigs - New York,NY

Are you passionate about ensuring that businesses operate ethically and within the bounds of the law? Do you have an eye for detail and enjoy navigating the complexities of regulatory frameworks, financial regulations, and industry standards? If...

Date : 2024-11-08T06:32:27Z

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Baker Tilly Virchow Krause, LLP - New York,NY

Overview Baker Tilly is a leading advisory, tax and assurance firm, providing clients with a genuine coast-to-coast and global advantage in major regions of the U.S. and in many of the world's leading financial centers - New York, London,...

Date : 2024-11-13T08:42:15Z

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Sia Partners - New York,NY

Company Description Sia Partners is a next-generation management consulting firm. We offer a unique blend of AI and design capabilities, augmenting traditional consulting to deliver superior value to our clients. Counting...

Date : 2024-11-15T20:38:43Z

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Goldman Sachs - New York,NY

LEGAL We work at the intersection of finance and law, providing counsel and advice that support activities across the firm. We handle litigation and arbitration, perform research and due diligence, aid in...

Date : 2024-11-16T07:46:02Z

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Illinois CPA Society - New York,NY

Job Description: Job Title: H e a d o f F i n a n c i a l C r i m e Risk & Compliance B u s i n e ss C o n t r o l a n d O v er s i g h t C B & IB Corporate Title: Managing Director Location: New...

Date : 2024-11-11T18:20:35Z

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Siebert Williams Shank - New York,NY

Siebert Williams Shank & Co., LLC ("SWS" or the "Firm") (a FINRA-registered broker/dealer) is seeking to add a knowledgeable, driven, intellectually curious and experienced compliance professional to the team led by the Chief Compliance Officer.

Date : 2024-11-15T07:25:35Z

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EY - New York,NY

EY focuses on high-ethical standards and integrity among its employees and expects all candidates to demonstrate these qualities. At EY, you'll have the chance to build a career as unique as you are, with the global scale, support, inclusive...

Date : 2024-11-08T08:39:57Z

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