financial services - regulatory compliance - capital markets - senior manager Jobs - 588


Five Star Bank - Buffalo,NY

Purpose: Reporting to the Chief Compliance Officer, the Regulatory Compliance Testing Manager will have overall responsibility for managing and overseeing the compliance testing team. The successful candidate will ensure that the operations of the...

Date : 2025-01-02T08:13:17Z

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Goldman Sachs - New York,NY

Global Compliance Our division prevents, detects and mitigates compliance, regulatory and reputational risk across the firm and helps to strengthen the firm's culture of compliance. Compliance accomplishes these through the firm's...

Date : 2025-01-02T08:13:41Z

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EY - New York,NY

EY focuses on high-ethical standards and integrity among its employees and expects all candidates to demonstrate these qualities. At EY, you'll have the chance to build a career as unique as you are, with the global scale, support, inclusive...

Date : 2025-01-01T06:39:09Z

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City National Corporation - New York,NY

COMPLIANCE OFFICER SENIOR WHAT IS THE OPPORTUNITY? The Senior Compliance Officer within the Fair and Responsible Banking Department is responsible for managing and maintaining assigned areas of the compliance program covering Fair and Responsible...

Date : 2025-01-02T08:13:59Z

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HSBC - Buffalo,NY

Job description Our purpose - Opening up a world of opportunity - explains why we exist. Here at HSBC we use our unique expertise, capabilities, breadth and perspectives to open up new kinds of opportunity for our more than 40 million...

Date : 2025-01-01T06:37:08Z

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Credit Agricole - New York,NY

Summary Global Markets Regulatory Compliance (GMRC) Advisory Americas Director is responsible for providing advice on Swap Dealer and Broker Dealer regulations (including the global impact of relevant U.S. regulations) and internal policies...

Date : 2025-01-01T06:41:06Z

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State of New york - New York,NY

Please note: State agencies that contact job applicants do not usually request personal or financial information via text message or over the phone in connection with your response to a job posting. If you are contacted for such information by...

Date : 2025-01-02T08:30:15Z

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Amazon - New York,NY

Description Global Solution & Risk Compliance (GSRC) is looking for a dynamic and seasoned product leader will be responsible for defining, building and delivering the end-state experience of our associates in efficiently performing their...

Date : 2025-01-03T08:18:39Z

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Related Companies - Corona,NY

Responsibilities The Senior Director of Compliance, under the guidance and supervision of the Senior Vice President, General Counsel, is responsible for ensuring compliance in affordable housing programs within Related Management's...

Date : 2025-01-02T08:13:55Z

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RSM - New York,NY

We are the leading provider of professional services to the middle market globally, our purpose is to instill confidence in a world of change, empowering our clients and people to realize their full potential. Our exceptional people are the key to...

Date : 2025-01-02T08:14:46Z

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