Join our Mission: Together for Youth (TFY) is a mission-driven organization dedicated to excellence in compliance, integrity, and fostering a trauma-informed culture. As part of Stronger Communities NY (SCNY), the parent...
At Franklin Templeton, everything we do is focused on one thing - delivering better client outcomes. We do that by partnering closely with our clients, assessing their strategic needs, and identifying the solution or solutions that can meet the...
About Us Wellington Management offers comprehensive investment management capabilities that span nearly all segments of the global capital markets. Our investment solutions, tailored to the unique return and...
Tower Research Capital, a high-frequency proprietary trading firm founded in 1998, seeks a Compliance Officer to join our Legal and Compliance team. Responsibilities * Providing ongoing compliance advice to Tower's trading teams and...
Job Description:Position SummaryGuggenheim Securities ("GS") is seeking to hire a Monitoring and Testing Analyst to join its Compliance team. The primary objective of this role is to assess business activities and support functions for compliance...
Job Description: Job Title Compliance Officer - Investment Bank Compliance - Fixed Income Sales & Trading - Rates and FX Corporate Title Vice President Location New...
Description Position at SBM Management The Site Manager will be responsible for directing company programs and implementing company policy to ensure total compliance with contract duties between company and...
Executive Administrative Assistant to CEO Job description Position Summary: Lifetime Assistance is seeking a highly organized and proactive Executive Assistant to the CEO. This...
Details: POSITION OVERVIEW: Under supervision of the Senior Director of Quality Improvement, the Compliance Specialist is responsible for navigating complex transitional housing regulations to developed and implement related compliance...
Head of Information Barriers/Control Room Compliance Job Location(s) US-NY-New York Job ID 2024-2065 Category Legal/Compliance Department Compliance Type Regular Full-Time Position Summary The Head of Information Barriers/Control Room Compliance...