independence compliance - sr. analyst Jobs - 5114


Direct Counsel, LLC - New York,NY

Direct Counsel is seeking a mid-level to senior Financial Services Compliance/Regulatory Attorney to join a top law firm in their Financial Services Compliance team. We are seeking a dynamic individual with a minimum...

Date : 2024-09-23T19:38:56Z

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Trevose Partners Limited - New York,NY

Our client is a well-established global investment management firm located in New York. Job Summary As a Senior Compliance Analyst on the Portfolio & Trading Compliance team, you will play a pivotal role in...

Date : 2024-09-29T19:15:57Z

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New York eHealth Collaborative - Albany,NY

Job Details Job Location Albany Office - Albany, NY Salary Range $115,000.00 - $130,000.00 Description New York eHealth...

Date : 2024-09-25T06:38:39Z

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RSM US LLP - New York,NY

We are the leading provider of professional services to the middle market globally, our purpose is to instill confidence in a world of change, empowering our clients and people to realize their full potential. Our...

Date : 2024-09-23T18:33:32Z

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Santander - New York,NY

Central Compliance, Vice President- Corporate & Investment Banking Country: United States of America The Central Compliance VP Monitors activities to minimize the company's exposure to risk. Activities may include data analysis,...

Date : 2024-09-29T06:57:48Z

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Macquarie Bank - New York,NY

Gain exposure to key Risk Projects by joining our Risk Management Group as an Senior Business Analyst. You will be part of an experienced team and focus on the delivery of key Surveillance initiatives. At Macquarie, our advantage is bringing...

Date : 2024-09-29T19:17:38Z

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Moody's Corporation - New York,NY

Moody's is a developmental culture where we value candidates who are willing to grow. So, if you are excited about this opportunity but don't meet every single requirement, please apply! You may be a perfect fit for this role or other open...

Date : 2024-09-21T07:24:51Z

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Northwestern Mutual - New York,NY

At Northwestern Mutual, we are strong, innovative and growing. We invest in our people. We care and make a positive difference. ...

Date : 2024-09-26T05:43:30Z

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Mizuho Financial - New York,NY

General Department Description The Americas Compliance Department (ACD) manages compliance risk in the United States for Mizuho Bank Ltd. and its U.S. subsidiary bank, Mizuho Bank (USA), and also provides compliance...

Date : 2024-09-29T19:22:08Z

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PwC - New York,NY

Industry/SectorBanking and Capital MarketsSpecialismFinancial RiskManagement LevelSenior ManagerJob Description & SummaryA career in our Balance Sheet Management practice, within Financial Risk and Regulatory services, will provide you with the...

Date : 2024-09-26T05:41:18Z

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