Compliance Officer Lead the execution of the broker-dealer compliance program, ensuring compliance with laws, regulations, and industry standards through testing, monitoring, and surveillance. Identify opportunities for policy and...
This range is provided by Calculated Hire. Your actual pay will be based on your skills and experience — talk with your recruiter to learn more. Base pay range $175,000.00/yr - $225,000.00/yr About the...
Job Description Company Summary If you have taken a moment to unwind with a bottle of beer, toast with glass of wine, or celebrate with a cocktail, chances are that you have shared that...
If you are hired provisionally in this title, you must take and pass the Civil Service Exam, when it becomes available, to be eligible for continued employment. The Department of Social Services (DSS) is comprised of the administrative...
• Oversee all aspects of credit operations, including underwriting, documentation, servicing, and portfolio monitoring. • Ensure the efficient processing of credit facilities, maintaining compliance with internal policies and regulatory...
The Director, Global Procurement Compliance will be responsible for leading a team of Compliance Managers and Specialists that support and maintain all cGMP compliance aspects of procurement operations. In addition to leading the Compliance team...
Managing Director, Head of Compliance, Trade Surveillance and Communications About the Company Prestigious broker dealer Industry Insurance Type Privately Held About the...
Meta seeks a highly motivated team player with export and import compliance counseling experience to serve as Associate General Counsel, Global Trade. This position will play a key role in advising on Meta's export and import compliance programs,...
The Director, Compliance Counsel will be responsible for overseeing the corporate compliance program at the client. Reporting to the Chief Compliance Officer, the Counsel will serve as the main point person for compliance matters, providing guidance...
Job Description Primary Function of Position Manage the Global Trade Compliance function in the Americas region. This position will be responsible for strategic direction, development, oversight, and continuous...