investment banking and regulatory compliance officer - director Jobs - 4824


Santander Holdings USA - New York,NY

Central Compliance, Vice President- Corporate & Investment Banking New York, United States of America The Central...

Date : 2024-09-16T16:08:12Z

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Santander Holdings USA - New York,NY

Regulatory Capital Management, Corporate & Investment Banking (CIB) New York, United States of America We are...

Date : 2024-09-16T16:08:13Z

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Cardea Group - New York,NY

SVP, Control Room Compliance (New York, NY): Our client, a diverse asset manager with over $30 billion in AUM, is seeking a competent, driven leader to oversee their control room team. This person will work closely with all members of the...

Date : 2024-09-08T00:44:01Z

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Revolut - New York,NY

About RevolutPeople deserve more from their money. More visibility, more control, more freedom. And since 2015, Revolut has been on a mission to deliver just that. With an arsenal of awesome products that span spending, saving, travel, transfers,...

Date : 2024-09-16T18:51:13Z

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Larson Maddox - New York,NY

Our client, one of Europe's largest banking groups, is looking to hire an experienced Compliance professional at a Director / Executive Director level to provide specialist Compliance advice and guidance to senior leaders and key members of the...

Date : 2024-09-08T00:43:07Z

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Goldman Sachs - New York,NY

GLOBAL COMPLIANCE Our division prevents, detects and mitigates compliance, regulatory and reputational risk across the firm and helps to strengthen the firm's culture of compliance. Compliance accomplishes these through the firm's...

Date : 2024-09-16T18:50:49Z

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Green Key Resources - New York,NY

Job DetailExperience Level ManagerDegree Type Bachelor of Arts (BA)Employment Full TimeWorking Type HybridSalary Type AnnuallyIndustry BankingSelling Points Fantastic opportunity to become a senior compliance testing expert.Job...

Date : 2024-09-16T19:02:35Z

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Mizuho Financial group - New York,NY

Compliance Surveillance Analyst Essential Duties & Responsibilities:Maintain and monitor employee brokerage accounts. Timely follow-up with onboarding users, account disclosures and brokerage firms, to establish or remove accounts from electronic...

Date : 2024-09-16T18:49:41Z

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MassMutual - New York,NY

The Opportunity As an Advisory Risk Oversight Consultant, you will join a team that is focused on managing investment policies for the firm's investment advisory programs, as well as related brokerage and insurance related...

Date : 2024-09-16T02:04:47Z

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Citi - New York,NY

Overview of Citi:Citi is a world-leading global bank. We have approximately 200 million customer accounts and a presence in more than 160 countries and jurisdictions worldwide. We provide consumers, corporations, governments, and institutions with a...

Date : 2024-09-16T19:01:19Z

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