investment compliance consultant Jobs - 409


Pratt Institute - New York,NY

Compliance Specialist (71101) Salary: $75,000.00 - $85,000.00 Annually Location: NY, NY Job Type: Full Time Job Number: 202400122 Department: Cyber Security Closing: About Pratt Pratt Institute provides the creative leaders of tomorrow the...

Date : 2024-12-14T02:06:21Z

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Citi - New York,NY

Serves as a senior Research, Marketing, and Content Compliance Officer for Independent Compliance Risk Management (ICRM) responsible for establishing internal strategies, policies, procedures, processes, and programs to prevent violations of law,...

Date : 2024-12-19T02:04:13Z

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Edward Jones - East Patchogue,NY

Job Overview If you find yourself at a professional crossroads, a career as a financial advisor may be the right change for you. Financial advisors partner with clients to help them achieve their long-term financial goals:...

Date : 2024-12-10T21:18:06Z

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Arootah - New York,NY

Join our experienced roster of consultants that support Hedge Funds and Family Offices. Arootah is a personal and professional development leader in the Investment and Financial Services industry. Our mission is to provide top business advisory...

Date : 2024-12-17T23:35:22Z

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Michael Page - New York,NY

This consultant will work on-site in New York City five days a week, collaborating directly with the Chief Compliance Officer (CCO) and the compliance department to ensure the bank adheres to all policies and procedures. Responsibilities include...

Date : 2024-12-18T07:14:43Z

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Popular - New York,NY

Date: Nov 27, 2024Location:New York, NY, US, 10004Company: PopularWorkplace Type: On-siteInvestment Operations OfficerPopular Investments Service BrokerageWe are currently looking for an experienced INVESTMENT OPERATIONS OFFICER with a proven track...

Date : 2024-12-17T23:34:33Z

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Santander Holdings USA - Staten Island,NY

Financial Advisor - Centralized, Staten Island, NY Staten Island, United States of America The Financial Advisor...

Date : 2024-12-17T14:32:53Z

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Syndio - New York,NY

Do you want to empower organizations to fairly and equitably hire, promote, retain and compensate their employees? Syndio is a Series-C technology company committed to fairness in the workplace. Fueled by investments of $83M from Bessemer Ventures,...

Date : 2024-12-17T23:36:48Z

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Emery Jensen Distribution, LLC - Buffalo,NY

The Job Our company is looking for a Business Development Manager (BDM) in the Northeast. In this position, you will be responsible for finding and signing new high-value customers for Emery Jensen across our key customer channels:...

Date : 2024-12-17T21:10:50Z

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Capital One Careers - New York,NY

NYC 299 Park Avenue (22957), United States of America, New York, New York Compliance Advisor Senior Manager The Compliance Advisor Senior Manager will report directly to the Commercial Broker Dealer Chief Compliance Officer. This role will...

Date : 2024-12-17T01:38:29Z

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