investment compliance specialist Jobs - 378


Edward Jones - Lancaster,NY

Job Overview If you find yourself at a professional crossroads, a career as a financial advisor may be the right change for you. Financial advisors partner with clients to help them achieve their long-term financial goals:...

Date : 2025-01-01T08:13:15Z

Apply Now! Similar Jobs

Charles Schwab - White Plains,NY

Position Type: Regular Your opportunity ...

Date : 2025-01-04T15:02:21Z

Apply Now! Similar Jobs

CitiStaffing - New York,NY

Executive Assistant in Investor Relations Investment Management Firm has an exciting opportunity for someone who thrives in a fast-paced environment to be an Executive Assistant!

Date : 2025-01-03T14:25:54Z

Apply Now! Similar Jobs

Santander Holdings USA - Staten Island,NY

Financial Advisor - Centralized, Staten Island, NY Staten Island, United States of America The Financial Advisor...

Date : 2025-01-04T17:31:40Z

Apply Now! Similar Jobs

Michael Page - New York,NY

This consultant will work on-site in New York City five days a week, collaborating directly with the Chief Compliance Officer (CCO) and the compliance department to ensure the bank adheres to all policies and procedures. Responsibilities include...

Date : 2025-01-03T07:10:09Z

Apply Now! Similar Jobs

Cardea Group - New York,NY

Compliance Professional (New York, NY): Our client, a prominent private equity and private credit fund with over $100B in AUM, is looking for a driven Compliance Professional to join their dynamic, collaborative team. This is a...

Date : 2025-01-06T04:12:18Z

Apply Now! Similar Jobs

Point72 - Stamford,NY

A Career with Point72's Compliance Department The Point72 Compliance department is an industry-leading team of professionals that supports global investment and trading activities by establishing and enforcing the Firm's...

Date : 2025-01-01T06:42:17Z

Apply Now! Similar Jobs

NEWMARK - New York,NY

Job Description We are looking for a bright, motivated, engaged individual who is interested in a career in in-house corporate investor relations. In this role you will have the opportunity to interact with many aspects of the...

Date : 2025-01-07T08:12:39Z

Apply Now! Similar Jobs

Spencer Ogden - New York,NY

Position Summary: Our client is an Energy Transition Infrastructure Investor, seeking an Investment Product Specialist with 2-4 years of investment experience, ideally in the clean energy or related sectors, to...

Date : 2025-01-03T14:26:18Z

Apply Now! Similar Jobs

Capital One - New York,NY

NYC 299 Park Avenue (22957), United States of America, New York, New York Compliance Advisor Senior Manager The Compliance Advisor Senior Manager will report directly to the Commercial Broker Dealer Chief Compliance Officer.

Date : 2025-01-07T07:18:12Z

Apply Now! Similar Jobs