The Audit Director will be leading a team of roughly 10 individuals. This individual will also be expected to oversee and lead audits across SOX, Finance, Treasury and Wealth Management.
Client Details
Our client is financial services firm with an excellent reputation. They offer opportunities for promotion, internal mobility and a stable working environment.
Description
- Develop and execute a comprehensive risk-based audit plan focusing on SOX, Financial Operations, Wealth Management and Treasury functions.
- Act as a trusted advisor to C-Suite level individuals, providing insight and control recommendations to strenghten governance and operational efficiency.
- Oversee the firm's SOX program, including design, documentation, and testing of internal controls over financial reporting.
- Identify control deficiencies, propose effective remediation strategies, and monitor implementation to ensure sustainable compliance.
- Partner with external auditors and business stakeholders to align SOX testing requirements and audit deliverables.
- Build strong partnership and relationships with senior leadership across the business.
Profile
- 15+ years of Internal Audit experience within Financial Services or Banking.
- Strong knowledge of SOX, Treasury, Wealth Management, and/or Finance.
- Experience with having managed a team of at least 6-9 individuals.
- Bachelor's degree in Accounting, Finance, or related fields. Master's is preferred but not required.
- Professional certifications such as CPA, CIA, CISA, or CFA are required.
- Ability to build strong relationships with the senior leadership across the business.
Job Offer
- Eligibility for annual bonus and long term comp incentive.
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