Audit Supervisor (Global Markets Trade Surveillance/Market Conduct) Job Number: 24-02208 Grab the opportunity to achieve your full potential! Eclaro is looking for Audit Supervisor (Global Markets Trade Surveillance/Market Conduct) for our client in New York, NY. Eclaro's client is a leading global bank stimulating change and innovation in the industry by offering top-notch financial products and services for a wide-range of clients worldwide. If you're up to the challenge, then take a chance at this rewarding opportunity! Position Overview:
- Responsible for independently performing test work during highly complex audit activities for Lines of Business (LOBs).
- Key responsibilities include independently designing and executing audit tests, assessing issues for business impact and recommending severity ratings, and establishing business partner relationships. Job expectations include evaluating the control environment, fostering an inclusive work environment, applying product, business, and technical expertise, and supporting team members with development.
Responsibilities:
- Executes audit strategy for the sound application of risk-based auditing by defining audit scope and audit programs, and leverages automation and innovative methods in a timely and high quality manner
- Exercises sound knowledge of product, business, and technical expertise to effectively challenge management to improve the control environment
- Assesses impacts to business processes, controls, and strategies to provide recommendations on severity ratings
- Provides input on draft audit reports and shares audit results with business leaders
- Supports the development of peers and teams through on-the-job-training and fosters an inclusive work environment
- Establishes business partner relationships, primarily with line management, to develop business knowledge
- Uses innovative tools to complete audit activities more efficiently (e.g., testing)
Required Qualifications:
- 4-5 years' in audit or in a compliance/business controls/risk management role with specific experience/coverage of trading desk activities across either Equities or Fixed Income, Currencies and Commodities asset classes.
- Audit or risk control risk/controls background in financial services
- Intermediate Analytical / Automation Skills (SQL, SAS, Excel and Access)
- Bachelors degree
Required Skills:
- Analytical Thinking
- Audit Planning
- Internal Audit Review
- Issue Management
- Risk Management
- Attention to Detail
- Automation
- Business Acumen
- Project Management
- Technical Documentation
- Coaching
- Critical Thinking
- Relationship Building
- Written Communications
Salary: $120k - $160k/yr. If interested, you may contact: Adrian Mirand ...@eclaro.com 212-###-#### Adrian Miranda | LinkedInEqual Opportunity Employer: Eclaro values diversity and does not discriminate based on Race, Color, Religion, Sex, Sexual Orientation, Gender Identity, National Origin, Age, Genetic Information, Disability, Protected Veteran Status, or any other legally protected group status.