STRATEGIC STAFFING SOLUTIONS HAS AN OPENING! Business Analyst (eCommunications) Location:New York, NYOn-Site Required Duration: 12+ Months Role Type: W2 Contract Engagement As a Business Analyst specializing in eCommunications surveillance, you will play a pivotal role in supporting the migration and transformation of the enterprise eCommunications surveillance platform which ensures the integrity and regulatory compliance of our communication channels. This position requires a keen eye for detail, a strong understanding of financial regulations, and proficiency in analyzing communication data to identify potential compliance issues. Key Responsibilities:
eCommunications Surveillance: - Develop analysis and requirements to support delivery objectives for electronic communications (e.g., emails, chat messages) to detect potential compliance breaches, insider trading, and market manipulation.
- Develop and maintain surveillance systems to ensure comprehensive coverage of communication channels and adherence to regulatory requirements.
Regulatory Compliance: - Ensure that the surveillance framework is aligned with industry regulations, including SEC, FINRA, and other relevant bodies.
- Stay updated with changes in regulatory requirements and adjust surveillance practices accordingly.
Data Analysis: - Conduct in-depth analyses of communication data to identify patterns, trends, and anomalies that may indicate compliance risks.
- Develop and utilize analytical tools and methodologies to enhance the efficiency and accuracy of surveillance activities.
Testing and Documentation: - Prepare detailed reports on transitioned data to support accuracy of transition, highlighting potential issues and recommending corrective actions.
- Document surveillance procedures, methodologies, and findings to ensure transparency and accountability.
Collaboration: - Work closely with senior stakeholders, surveillance leads, technology teams, and other stakeholders to provide transparency on migration efforts.
- Provide reporting and updates on key work streams to support the migration initiatives.
System Improvement: - Identify opportunities for enhancing existing surveillance systems and processes.
- Participate in the development and implementation of new tools and technologies to improve surveillance effectiveness.
Qualifications:
- Education:Bachelor's degree in Finance, Business Administration, Information Technology, or a related field. Advanced degrees or certifications (e.g., CFA, CFE) are a plus.
- Experience:Minimum of 3-5 years of experience in a business analyst role within the financial services industry, with a focus on eCommunications surveillance or compliance.
- Skills:
- Strong understanding of financial regulations and compliance requirements related to electronic communications.
- Proficiency in data analysis and reporting tools (e.g., Excel, SQL, BI tools).
- Excellent analytical and problem-solving skills.
- Ability to communicate complex issues clearly and effectively.
- Detail-oriented with a strong commitment to accuracy and integrity.
- Technical Skills:
- Familiarity with surveillance software and communication monitoring systems.
Job ID: JOB-237877 Publish Date: 16 Sep 2024